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Barron's 400 ETF
BFOR

20 hedge funds and large institutions have $28.4M invested in Barron's 400 ETF in 2021 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 21 → 20 (-1)

8% less capital invested

Capital invested by funds: $30.9M → $28.4M (-$2.5M)

15.19% less ownership

Funds ownership: 96.74% → 81.55% (-15%)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

78% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 9

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
2
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$665K
2
Bank of America
Bank of America
North Carolina
+$566K
3
AIC
Ameritas Investment Company
Nebraska
+$13.2K

Top Sellers

Rank Fund Capital Flow
1
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$2.48M
2
Citadel Advisors
Citadel Advisors
Florida
-$2.46M
3
TYCC
Texas Yale Capital Corp
Florida
-$1.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$371K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$211K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.5M +$665K +49,312 +4%
Bank of America
2
Bank of America
North Carolina
$2.02M +$566K +42,004 +41%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.53M -$211K -15,640 -13%
UBS Group
4
UBS Group
Switzerland
$1.12M -$188K -13,944 -15%
LPL Financial
5
LPL Financial
California
$1.04M -$19.7K -1,460 -2%
RW
6
RVW Wealth
California
$1M -$19K -1,412 -8%
9WM
7
9258 Wealth Management
Ohio
$751K – – –
Wells Fargo
8
Wells Fargo
California
$507K -$593 -44 -0.1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$432K – – –
TYCC
10
Texas Yale Capital Corp
Florida
$357K -$1.13M -84,000 -77%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$252K -$371K -27,488 -61%
SFS
12
Sowell Financial Services
Arkansas
$218K -$162K -12,000 -45%
ADL
13
Asset Dedication LLC
California
$182K – – –
FHC
14
First Horizon Corporation
Tennessee
$161K – – –
Osaic Holdings
15
Osaic Holdings
Arizona
$148K – – –
Fidelity Investments
16
Fidelity Investments
Massachusetts
$126K -$108 -8 -0.1%
SIC
17
Salem Investment Counselors
North Carolina
$28K – – –
Citigroup
18
Citigroup
New York
$22K – – –
AIC
19
Ameritas Investment Company
Nebraska
$13.8K +$13.2K +980 New
HIA
20
Harbor Investment Advisory
Maryland
$9K – – –
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
– -$2.48M -199,552 Closed
Citadel Advisors
22
Citadel Advisors
Florida
– -$2.46M -198,020 Closed

BFOR Hedge Fund Activity: Q1 2021 in Review

20 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q1 2021, worth a combined $28.4M — down 8.1% from $30.9M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of BFOR and 1 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 2 added.

The largest buyer was Morgan Stanley, adding an estimated $665K. The largest seller was Rockefeller Capital Management, exiting entirely with an estimated $2.48M sold.

  • 20 institutional investors held Barron's 400 ETF (BFOR) as of Q1 2021, down from 21 in Q4 2020.
  • Funds reported $28.4M of Barron's 400 ETF stock for Q1 2021, down 8.1% quarter-over-quarter.
  • 1 fund opened new Barron's 400 ETF positions in Q1 2021 and 2 closed out, a net change of -1 holder.
  • The largest Barron's 400 ETF buyer in Q1 2021 was Morgan Stanley, an estimated $665K added.
  • The largest Barron's 400 ETF seller in Q1 2021 was Rockefeller Capital Management, an estimated $2.48M sold.

Based on aggregated 13F filings for Q1 2021.