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Barron's 400 ETF

21 hedge funds and large institutions have $60.1M invested in Barron's 400 ETF in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 2021 (+1)

2.34% more ownership

Funds ownership: 121.14%123.47% (+2.3%)

4% more capital invested

Capital invested by funds: $57.9M → $60.1M (+$2.2M)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$40.8M -$696K -89,672 -2%
Morgan Stanley
2
Morgan Stanley
New York
$9.42M -$152K -19,556 -2%
Bank of America
3
Bank of America
North Carolina
$1.97M +$1.15K +148 +0.1%
LPL Financial
4
LPL Financial
California
$1.59M +$858K +110,512 +105%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.03M +$384K +49,424 +57%
WA
6
WFG Advisors
Texas
$982K +$1.01M +130,032 New
TYCC
7
Texas Yale Capital Corp
Florida
$826K
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$725K -$350K -45,104 -32%
Jane Street
9
Jane Street
New York
$644K -$126K -16,216 -16%
Wells Fargo
10
Wells Fargo
California
$451K -$204K -26,268 -31%
CWM
11
Concert Wealth Management
California
$395K
AIG
12
American International Group
New York
$276K +$240K +30,988 +553%
JMPWA
13
JP Morgan Private Wealth Advisors
California
$262K +$269K +34,660 New
Citadel Advisors
14
Citadel Advisors
Florida
$207K -$99.6K -12,836 -32%
RIL
15
Rothschild Investment LLC
Illinois
$203K -$3.88K -500 -2%
MFS
16
MSI Financial Services
Massachusetts
$100K +$103K +13,252 New
Citigroup
17
Citigroup
New York
$75K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$73K -$42.5K -5,472 -36%
Creative Planning
19
Creative Planning
Kansas
$39K
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$10K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
-$11K -1,488 Closed
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
-$9K -1,180 Closed

BFOR Hedge Fund Activity: Q4 2015 in Review

21 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q4 2015, worth a combined $60.1M — up 3.8% from $57.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new BFOR positions and 2 closed out — a net gain of 1 holder — while 4 added to existing stakes and 8 trimmed.

The largest buyer was WFG Advisors, opening a new position worth an estimated $1.01M. The largest seller was UBS Group, cutting an estimated $696K.

  • 21 institutional investors held Barron's 400 ETF (BFOR) as of Q4 2015, up from 20 in Q3 2015.
  • Funds reported $60.1M of Barron's 400 ETF stock for Q4 2015, up 3.8% quarter-over-quarter.
  • 3 funds opened new Barron's 400 ETF positions in Q4 2015 and 2 closed out, a net change of +1 holder.
  • The largest Barron's 400 ETF buyer in Q4 2015 was WFG Advisors, an estimated $1.01M added.
  • The largest Barron's 400 ETF seller in Q4 2015 was UBS Group, an estimated $696K sold.

Based on aggregated 13F filings for Q4 2015.