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Barron's 400 ETF

28 hedge funds and large institutions have $28.3M invested in Barron's 400 ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2728 (+1)

4.24% less ownership

Funds ownership: 90.45%86.21% (-4.2%)

7% less capital invested

Capital invested by funds: $30.4M → $28.3M (-$2.14M)

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.5M -$3.76M -258,696 -18%
Osaic Holdings
2
Osaic Holdings
Arizona
$1.7M +$760K +52,244 +76%
Bank of America
3
Bank of America
North Carolina
$1.68M -$35.8K -2,460 -2%
UBS Group
4
UBS Group
Switzerland
$1.22M +$36.4K +2,500 +3%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1,000K +$228K +15,700 +28%
AC
6
ASB Consultores
Florida
$901K +$160K +10,992 +21%
GS
7
GTS Securities
New York
$822K +$640K +43,980 +305%
9WM
8
9258 Wealth Management
Ohio
$747K
LPL Financial
9
LPL Financial
California
$566K -$22.9K -1,576 -4%
BAM
10
Bosun Asset Management
Illinois
$563K
Wells Fargo
11
Wells Fargo
California
$522K +$23.3K +1,600 +5%
TYCC
12
Texas Yale Capital Corp
Florida
$357K
RJFSA
13
Raymond James Financial Services Advisors
Florida
$317K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$238K +$130K +8,908 +111%
Stifel Financial
15
Stifel Financial
Missouri
$231K -$116 -8 -0%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$203K -$6.29K -432 -3%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$191K +$186K +12,800 New
ADL
18
Asset Dedication LLC
California
$182K
RW
19
RVW Wealth
California
$173K +$179K +12,276 New
NA
20
NewEdge Advisors
Louisiana
$64.9K +$23.4K +1,608 +54%
SIC
21
Salem Investment Counselors
North Carolina
$27.9K
TSWM
22
Tyler-Stone Wealth Management
Ohio
$23K
CSWM
23
Cassady Schiller Wealth Management
Ohio
$16.9K
HIA
24
Harbor Investment Advisory
Maryland
$8.5K
S
25
SignatureFD
Georgia
$6.76K

BFOR Hedge Fund Activity: Q3 2023 in Review

28 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q3 2023, worth a combined $28.3M — down 7% from $30.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BFOR positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $760K. The largest seller was Morgan Stanley, cutting an estimated $3.76M.

  • 28 institutional investors held Barron's 400 ETF (BFOR) as of Q3 2023, up from 27 in Q2 2023.
  • Funds reported $28.3M of Barron's 400 ETF stock for Q3 2023, down 7% quarter-over-quarter.
  • 4 funds opened new Barron's 400 ETF positions in Q3 2023 and 3 closed out, a net change of +1 holder.
  • The largest Barron's 400 ETF buyer in Q3 2023 was Osaic Holdings, an estimated $760K added.
  • The largest Barron's 400 ETF seller in Q3 2023 was Morgan Stanley, an estimated $3.76M sold.

Based on aggregated 13F filings for Q3 2023.