We are live on ! Find out more
BFOR icon

Barron's 400 ETF

26 hedge funds and large institutions have $34.5M invested in Barron's 400 ETF in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

14% more capital invested

Capital invested by funds: $30.1M → $34.5M (+$4.36M)

9.39% more ownership

Funds ownership: 84.16%93.55% (+9.4%)

4% more funds holding

Funds holding: 2526 (+1)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
11
Closed
3
Calls
$855K
Puts
Net Calls
+$855K
Net Calls Change
+$175K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M +$594K +57,704 +5%
RW
2
RVW Wealth
California
$4.97M -$160K -15,576 -3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.7M +$1.36M +131,840 +61%
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$2.21M
Bank of America
5
Bank of America
North Carolina
$1.72M -$142K -13,764 -8%
UBS Group
6
UBS Group
Switzerland
$1.65M -$97K -9,428 -6%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.53M +$864K +83,908 +141%
TYCC
8
Texas Yale Capital Corp
Florida
$1.17M
LPL Financial
9
LPL Financial
California
$781K -$45.3K -4,404 -6%
Jane Street
10
Jane Street
New York
$716K -$1.02M -98,692 -60%
9WM
11
9258 Wealth Management
Ohio
$635K +$611K +59,400 New
Citadel Advisors
12
Citadel Advisors
Florida
$476K +$212K +20,596 +86%
HighTower Advisors
13
HighTower Advisors
Illinois
$460K -$12.6K -1,220 -3%
SFS
14
Sowell Financial Services
Arkansas
$402K
RJFSA
15
Raymond James Financial Services Advisors
Florida
$399K +$618 +60 +0.2%
CAN
16
Cetera Advisor Networks
California
$347K -$83.4K -8,108 -20%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$277K -$20K -1,948 -7%
LSPW
18
Lake Street Private Wealth
Illinois
$223K -$7.2K -700 -3%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$147K
Wells Fargo
20
Wells Fargo
California
$114K -$34.8K -3,384 -24%
AG
21
Advisor Group
Arizona
$65K -$16.6K -1,612 -21%
SMFS
22
Squar Milner Financial Services
California
$42K +$41.2K +4,000 New
SIC
23
Salem Investment Counselors
North Carolina
$21K
Citigroup
24
Citigroup
New York
$17K
APWM
25
Atlas Private Wealth Management
New York
$12K +$11.3K +1,100 New

BFOR Hedge Fund Activity: Q4 2019 in Review

26 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Barron's 400 ETF (BFOR) for Q4 2019, worth a combined $34.5M — up 14% from $30.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BFOR positions and 3 closed out — a net gain of 1 holder — while 5 added to existing stakes and 11 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $1.36M. The largest seller was Jane Street, cutting an estimated $1.02M.

  • 26 institutional investors held Barron's 400 ETF (BFOR) as of Q4 2019, up from 25 in Q3 2019.
  • Funds reported $34.5M of Barron's 400 ETF stock for Q4 2019, up 14% quarter-over-quarter.
  • 4 funds opened new Barron's 400 ETF positions in Q4 2019 and 3 closed out, a net change of +1 holder.
  • The largest Barron's 400 ETF buyer in Q4 2019 was Royal Bank of Canada, an estimated $1.36M added.
  • The largest Barron's 400 ETF seller in Q4 2019 was Jane Street, an estimated $1.02M sold.

Based on aggregated 13F filings for Q4 2019.