Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1076
AB InBev
BUD
$166B
| $482K | 0.01% |
5,993
-6,077
| -50% | -$486K |
2026 Q1
2 quarters
|
|
1077
LGI Homes
LGIH
$1.09B
| $480K | 0.01% |
10,816
-332
| -3% | -$18.6K |
2025 Q4
3 quarters
|
|
1078
ClearBridge Large Cap Growth Select ETF
LRGE
$355M
| $479K | 0.01% |
5,621
-1,424
| -20% | -$125K |
2020 Q3
24 quarters
|
|
1079
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.41B
| $477K | 0.01% |
2,878
-229
| -7% | -$44.1K |
2025 Q2
5 quarters
|
|
1080
Farmers National Banc Corp
FMNB
$924M
| $475K | 0.01% |
30,361
+230
| +0.8% | +$3.55K |
2026 Q1
2 quarters
|
|
1081
Red Cat Holdings
RCAT
$663M
| $474K | 0.01% |
102,289
+32,648
| +47% | +$276K |
2026 Q2
1 quarter
|
|
1082
Capital Group International Core Equity ETF
CGIC
$2.58B
| $472K | 0.01% |
13,555
+1,500
| +12% | +$54.6K |
2025 Q2
5 quarters
|
|
1083
Pinnacle Financial Partners Inc
PNFP
$15.7B
| $472K | 0.01% |
4,644
+6
| +0.1% | +$605 |
2026 Q1
2 quarters
|
|
1084
ClearBridge Dividend Strategy ESG ETF
YLDE
$185M
| $471K | 0.01% |
8,211
+2,662
| +48% | +$151K |
2026 Q2
1 quarter
|
|
1085
JPMorgan US Momentum Factor ETF
JMOM
$2.63B
| $471K | 0.01% |
5,915
-1,502
| -20% | -$124K |
2025 Q1
6 quarters
|
|
1086
Regal Rexnord
RRX
$12B
| $471K | 0.01% |
2,995
-647
| -18% | -$117K |
2023 Q1
14 quarters
|
|
1087
Alcoa
AA
$11.1B
| $470K | 0.01% |
12,002
-26,641
| -69% | -$1.27M |
2025 Q2
5 quarters
|
|
1088
Royal Gold
RGLD
$23.6B
| $470K | 0.01% |
+2,053
| New | +$471K |
2026 Q3
0 quarters
|
|
1089
First Trust Nasdaq Semiconductor ETF
FTXL
$983M
| $468K | 0.01% |
2,214
-1,278
| -37% | -$300K |
2023 Q1
14 quarters
|
|
1090
Invesco DB Precious Metals Fund
DBP
$240M
| $467K | 0.01% |
5,400
-4,546
| -46% | -$446K |
2024 Q2
9 quarters
|
|
1091
Nuveen Preferred & Income Opportunities Fund
JPC
$2.67B
| $466K | 0.01% |
66,974
-15,651
| -19% | -$117K |
2023 Q3
12 quarters
|
|
1092
US Gold Corp
USAU
$197M
| $465K | 0.01% |
43,400
+1,000
| +2% | +$15.1K |
2024 Q1
10 quarters
|
|
1093
Invesco Russell 1000 Equal Weight ETF
EQAL
$832M
| $463K | 0.01% |
7,820
-447
| -5% | -$26.8K |
2026 Q1
2 quarters
|
|
1094
Invesco Dividend Achievers ETF
PFM
$812M
| $462K | 0.01% |
+7,909
| New | +$447K |
2026 Q3
0 quarters
|
|
1095
Corcept Therapeutics
CORT
$8.03B
| $461K | 0.01% |
+5,687
| New | +$612K |
2026 Q3
0 quarters
|
|
1096
Roivant Sciences
ROIV
$29.4B
| $456K | 0.01% |
+12,353
| New | +$448K |
2026 Q3
0 quarters
|
|
1097
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $452K | 0.01% |
3,196
-274
| -8% | -$40.3K |
2023 Q4
11 quarters
|
|
1098
LyondellBasell Industries
LYB
$19.5B
| $449K | 0.01% |
+6,536
| New | +$400K |
2026 Q3
0 quarters
|
|
1099
Smith & Wesson
SWBI
$667M
| $447K | 0.01% |
33,888
-94
| -0.3% | -$1.33K |
2023 Q4
11 quarters
|
|
1100
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.8B
| $446K | 0.01% |
5,386
+877
| +19% | +$74.6K |
2023 Q3
12 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.