Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1051
Block Inc
XYZ
$53.2B
| $522K | 0.01% |
6,852
+1,445
| +27% | +$115K |
2019 Q2
29 quarters
|
|
1052
Vanguard Russell 1000 Value ETF
VONV
$23.3B
| $521K | 0.01% |
4,591
-16
| -0.3% | -$1.77K |
2021 Q4
19 quarters
|
|
1053
First Trust Indxx Aerospace & Defense ETF
MISL
$678M
| $518K | 0.01% |
12,471
-1,751
| -12% | -$77.5K |
2024 Q4
7 quarters
|
|
1054
EQT Corp
EQT
$31.4B
| $518K | 0.01% |
9,344
-2,303
| -20% | -$121K |
2023 Q4
11 quarters
|
|
1055
Concentrix
CNXC
$1.9B
| $516K | 0.01% |
17,140
| – | – |
2026 Q2
1 quarter
|
|
1056
FT Vest US Equity Moderate Buffer ETF September
GSEP
$358M
| $516K | 0.01% |
12,275
-12,546
| -51% | -$522K |
2023 Q3
12 quarters
|
|
1057
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.73B
| $514K | 0.01% |
10,037
+985
| +11% | +$50.7K |
2025 Q4
3 quarters
|
|
1058
iShares Global Tech ETF
IXN
$8.24B
| $513K | 0.01% |
3,803
+609
| +19% | +$85.1K |
2025 Q2
5 quarters
|
|
1059
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$381M
| $512K | 0.01% |
9,680
+2,096
| +28% | +$115K |
2026 Q1
2 quarters
|
|
1060
Achieve Life Sciences
ACHV
$684M
| $509K | 0.01% |
+74,550
| New | +$533K |
2026 Q3
0 quarters
|
|
1061
HealthEquity
HQY
$8.45B
| $505K | 0.01% |
4,930
-3,808
| -44% | -$373K |
2026 Q1
2 quarters
|
|
1062
Fidelity Enhanced International ETF
FENI
$11.7B
| $505K | 0.01% |
12,746
-1,351
| -10% | -$55.1K |
2026 Q1
2 quarters
|
|
1063
Flex
FLEX
$29.2B
| $504K | 0.01% |
5,835
+3,457
| +145% | +$409K |
2026 Q1
2 quarters
|
|
1064
WisdomTree
WT
$3.09B
| $504K | 0.01% |
+24,319
| New | +$534K |
2026 Q3
0 quarters
|
|
1065
Pacer American Energy Infrastructure ETF
USAI
$120M
| $504K | 0.01% |
10,480
+101
| +1% | +$4.7K |
2022 Q1
18 quarters
|
|
1066
Western Midstream Partners
WES
$16.8B
| $500K | 0.01% |
10,782
-638
| -6% | -$30K |
2024 Q2
9 quarters
|
|
1067
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.44B
| $499K | 0.01% |
+10,029
| New | +$501K |
2026 Q3
0 quarters
|
|
1068
Vanguard Russell 3000 ETF
VTHR
$4.79B
| $499K | 0.01% |
1,500
| – | – |
2022 Q4
15 quarters
|
|
1069
First Trust Active Factor Mid Cap ETF
AFMC
$250M
| $499K | 0.01% |
12,280
+1,882
| +18% | +$76.6K |
2025 Q2
5 quarters
|
|
1070
Invesco S&P International Developed Low Volatility ETF
IDLV
$339M
| $498K | 0.01% |
13,981
-584
| -4% | -$20.8K |
2019 Q1
30 quarters
|
|
1071
Defiance Space and Connective Tech ETF
UFOX
$765M
| $498K | 0.01% |
6,432
+70
| +1% | +$5.87K |
2025 Q2
5 quarters
|
|
1072
Pearson
PSO
$10.3B
| $497K | 0.01% |
28,616
+1,134
| +4% | +$18.6K |
2026 Q2
1 quarter
|
|
1073
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$96.9M
| $496K | 0.01% |
21,828
+3,620
| +20% | +$79.2K |
2025 Q4
3 quarters
|
|
1074
Callaway Golf Company
CALY
$3.09B
| $492K | 0.01% |
32,449
-1,215
| -4% | -$20.4K |
2024 Q3
8 quarters
|
|
1075
Biogen
BIIB
$37.8B
| $489K | 0.01% |
1,930
+238
| +14% | +$50.5K |
2025 Q4
3 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.