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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$82.3M 16.12%
3,480,253
-265,083
-7% -$6.05M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$28.7M 5.63%
686,486
-49,431
-7% -$2.01M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$27.9M 5.47%
658,985
-46,191
-7% -$1.93M
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$137B
$12M 2.35%
110,183
-12,955
-11% -$1.42M
BX icon
5
Blackstone
BX
$149B
$10.8M 2.12%
355,050
+102,050
+40% +$2.65M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$7.82M 1.53%
34,840
+15,147
+77% +$3.31M
CWB icon
7
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.75B
$7.74M 1.52%
168,126
-13,657
-8% -$624K
AAPL icon
8
Apple
AAPL
$4.71T
$6.79M 1.33%
233,788
+30,140
+15% +$855K
T icon
9
AT&T
T
$159B
$6.64M 1.3%
206,621
-20,850
-9% -$615K
JNK icon
10
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.23B
$6.53M 1.28%
59,241
+56,371
+1,964% +$6.14M
PSK icon
11
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$6.18M 1.21%
144,147
-13,313
-8% -$581K
SPIB icon
12
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$5.91M 1.16%
+173,575
New +$5.95M
MO icon
13
Altria Group
MO
$121B
$5.81M 1.14%
85,932
+976
+1% +$62.9K
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.75M 1.13%
153,327
-8,187
-5% -$311K
XLY icon
15
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
$4.8M 0.94%
116,120
+17,166
+17% +$693K
XLI icon
16
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$4.76M 0.93%
75,910
+35,165
+86% +$2.12M
XLK icon
17
State Street Technology Select Sector SPDR ETF
XLK
$116B
$4.64M 0.91%
189,606
+79,602
+72% +$1.9M
XLF icon
18
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$4.59M 0.9%
196,057
+138,289
+239% +$2.97M
XLE icon
19
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$4.56M 0.89%
120,386
+42,894
+55% +$1.55M
QQQ icon
20
Invesco QQQ Trust
QQQ
$458B
$4.25M 0.83%
35,697
+16,899
+90% +$1.99M
IVV icon
21
iShares Core S&P 500 ETF
IVV
$873B
$4.05M 0.79%
17,813
-517
-3% -$114K
VZ icon
22
Verizon
VZ
$184B
$3.82M 0.75%
71,180
-1,465
-2% -$73.2K
XLB icon
23
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$3.63M 0.71%
143,612
+49,370
+52% +$1.2M
BSJH
24
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$3.35M 0.66%
129,907
+1,301
+1% +$33.6K
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.31M 0.65%
41,567
+360
+0.9% +$28.8K
1
2 3 4 5

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.