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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$117M 4.51%
681,246
-15,684
-2% -$2.88M
FV icon
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$75M 2.9%
1,693,563
-44,369
-3% -$2.06M
MSFT icon
3
Microsoft
MSFT
$2.81T
$52.8M 2.04%
167,027
+6,951
+4% +$2.3M
FTSM icon
4
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$47M 1.82%
791,305
+129,189
+20% +$7.69M
NVDA icon
5
NVIDIA
NVDA
$5.02T
$45.3M 1.75%
1,042,310
-75,580
-7% -$3.39M
QQQ icon
6
Invesco QQQ Trust
QQQ
$458B
$43M 1.66%
119,923
+24,751
+26% +$9.18M
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.2B
$35.3M 1.37%
943,904
+94,831
+11% +$3.75M
RDVY icon
8
First Trust Rising Dividend Achievers ETF
RDVY
$24.1B
$32.9M 1.27%
716,151
+68,175
+11% +$3.26M
SSUS icon
9
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$562M
$28.1M 1.09%
823,860
+23,669
+3% +$840K
PDP icon
10
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$26M 1%
337,080
-14,708
-4% -$1.17M
XOM icon
11
ExxonMobil
XOM
$654B
$25.6M 0.99%
217,461
-7,526
-3% -$825K
BX icon
12
Blackstone
BX
$149B
$25.5M 0.98%
237,586
-2,619
-1% -$273K
VTV icon
13
Vanguard Value ETF
VTV
$188B
$25M 0.97%
181,142
+31,857
+21% +$4.56M
PG icon
14
Procter & Gamble
PG
$343B
$24.9M 0.96%
170,635
+11,903
+7% +$1.82M
AMZN icon
15
Amazon
AMZN
$2.5T
$24.7M 0.95%
194,280
+1,150
+0.6% +$154K
JEPI icon
16
JPMorgan Equity Premium Income ETF
JEPI
$45B
$24.6M 0.95%
459,378
+51,833
+13% +$2.86M
SPLV icon
17
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$23.1M 0.89%
392,183
+6,982
+2% +$431K
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$22.9M 0.89%
53,542
+3,453
+7% +$1.54M
SPYG icon
19
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.8B
$21.6M 0.84%
364,279
-8,614
-2% -$528K
FTCS icon
20
First Trust Capital Strength ETF
FTCS
$7.79B
$20.7M 0.8%
281,233
+37,088
+15% +$2.81M
IVV icon
21
iShares Core S&P 500 ETF
IVV
$873B
$19.6M 0.76%
45,708
+21,596
+90% +$9.66M
JPM icon
22
JPMorgan Chase
JPM
$923B
$19.6M 0.76%
135,093
+606
+0.5% +$90.8K
AGG icon
23
iShares Core US Aggregate Bond ETF
AGG
$137B
$17.7M 0.69%
188,416
-2,321
-1% -$224K
SDVY icon
24
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.3B
$17.4M 0.67%
616,524
+91,501
+17% +$2.67M
GOOG icon
25
Alphabet (Google) Class C
GOOG
$3.88T
$17.2M 0.67%
130,716
+3,035
+2% +$395K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.