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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$117M 12.03%
3,959,867
-64,816
-2% -$1.96M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$52M 5.34%
897,577
-9,663
-1% -$545K
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$44M 4.52%
722,812
-5,470
-0.8% -$337K
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$36.7M 3.77%
1,557,617
-18,253
-1% -$429K
AAPL icon
5
Apple
AAPL
$4.71T
$25.4M 2.61%
454,268
-22,572
-5% -$1.18M
BX icon
6
Blackstone
BX
$149B
$25M 2.56%
510,940
+457,100
+849% +$22.3M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$137B
$20.5M 2.11%
181,215
+20,165
+13% +$2.27M
FVD icon
8
First Trust Value Line Dividend Fund
FVD
$8.2B
$20.3M 2.09%
583,268
+73,080
+14% +$2.49M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$11.5M 1.18%
38,812
-751
-2% -$222K
QQQ icon
10
Invesco QQQ Trust
QQQ
$458B
$10.4M 1.07%
55,238
+3,942
+8% +$747K
AMZN icon
11
Amazon
AMZN
$2.5T
$9.33M 0.96%
107,460
-1,320
-1% -$122K
T icon
12
AT&T
T
$159B
$8.89M 0.91%
310,965
+15,427
+5% +$409K
MSFT icon
13
Microsoft
MSFT
$2.81T
$8.86M 0.91%
63,698
+5,960
+10% +$820K
RSP icon
14
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$8.31M 0.85%
76,853
-5,136
-6% -$551K
IFV icon
15
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$6.9M 0.71%
362,616
-17,603
-5% -$339K
VMC icon
16
Vulcan Materials
VMC
$35.8B
$6.4M 0.66%
42,309
– –
RFCI icon
17
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$6.17M 0.63%
244,250
+1,687
+0.7% +$42.4K
VZ icon
18
Verizon
VZ
$184B
$6.05M 0.62%
100,198
+21,073
+27% +$1.21M
RFDA icon
19
ALPS Dynamic US Dividend Advantage ETF
RFDA
$87.5M
$5.65M 0.58%
172,490
+14,119
+9% +$455K
PG icon
20
Procter & Gamble
PG
$343B
$5.63M 0.58%
45,297
+6,054
+15% +$715K
IYW icon
21
iShares US Technology ETF
IYW
$23.9B
$5.53M 0.57%
108,380
+16,948
+19% +$861K
BA icon
22
Boeing
BA
$164B
$5.06M 0.52%
13,293
+2,355
+22% +$842K
JPM icon
23
JPMorgan Chase
JPM
$924B
$4.91M 0.5%
41,689
+3,199
+8% +$362K
APO icon
24
Apollo Global Management
APO
$69.1B
$4.86M 0.5%
128,364
+76,451
+147% +$2.78M
RFFC icon
25
ALPS Active Equity Opportunity ETF
RFFC
$29.8M
$4.78M 0.49%
144,850
-6,918
-5% -$228K
1
2 3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.