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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
1
Boeing
BA
$165B
$12.1M 4.63%
73,340
-30,796
-30% -$5.25M
BX icon
2
Blackstone
BX
$152B
$11.3M 4.3%
215,592
-120,516
-36% -$6.45M
IYW icon
3
iShares US Technology ETF
IYW
$24B
$5.28M 2.02%
70,148
-31,388
-31% -$2.29M
RFDA icon
4
ALPS Dynamic US Dividend Advantage ETF
RFDA
$87.4M
$4.75M 1.82%
135,736
-16,902
-11% -$582K
IYC icon
5
iShares US Consumer Discretionary ETF
IYC
$1.11B
$4.6M 1.76%
73,532
+796
+1% +$48.1K
USMV icon
6
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$3.92M 1.5%
61,497
-51,586
-46% -$3.27M
GLD icon
7
SPDR Gold Trust
GLD
$130B
$3.8M 1.45%
21,479
-4,202
-16% -$755K
QQQ icon
8
Invesco QQQ Trust
QQQ
$460B
$3.76M 1.44%
13,548
-94,269
-87% -$25.6M
AMZN icon
9
Amazon
AMZN
$2.51T
$3.63M 1.39%
23,040
-113,640
-83% -$17.9M
BKLN icon
10
Invesco Senior Loan ETF
BKLN
$7.09B
$3.23M 1.24%
148,775
-21,644
-13% -$470K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.08M 1.18%
9,206
-13,014
-59% -$4.31M
GMED icon
12
Globus Medical
GMED
$10.2B
$2.79M 1.07%
56,315
-4,800
-8% -$248K
VCIT icon
13
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$2.78M 1.06%
29,013
+8,147
+39% +$783K
MRK icon
14
Merck
MRK
$322B
$2.74M 1.05%
34,622
-13,693
-28% -$1.07M
IYK icon
15
iShares US Consumer Staples ETF
IYK
$1.37B
$2.52M 0.96%
50,613
+43,032
+568% +$2.05M
AAPL icon
16
Apple
AAPL
$4.72T
$2.42M 0.93%
20,932
-548,336
-96% -$59.8M
IYJ icon
17
iShares US Industrials ETF
IYJ
$1.97B
$2.42M 0.92%
28,958
+21,536
+290% +$1.75M
PLD icon
18
Prologis
PLD
$135B
$2.32M 0.89%
23,053
-6,316
-22% -$633K
IAU icon
19
iShares Gold Trust
IAU
$62.9B
$2.32M 0.89%
64,420
-74,910
-54% -$2.74M
WU icon
20
Western Union
WU
$2.6B
$2.25M 0.86%
104,982
+3,142
+3% +$71.3K
WMT icon
21
Walmart Inc
WMT
$863B
$2.14M 0.82%
45,984
-165,972
-78% -$7.38M
EEM icon
22
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$2.08M 0.79%
47,085
+31,356
+199% +$1.38M
JCI icon
23
Johnson Controls International
JCI
$87.4B
$2.06M 0.79%
50,531
-19,396
-28% -$760K
AVGO icon
24
Broadcom
AVGO
$1.87T
$2.05M 0.78%
56,200
-43,520
-44% -$1.46M
XLY icon
25
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$1.97M 0.75%
26,818
-9,052
-25% -$641K
1
2 3 4 5

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.