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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$137B
$38.3M 8.52%
345,501
+220,909
+177% +$24.2M
FV icon
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$26.9M 6%
1,245,353
-2,753,812
-69% -$57.4M
SPIB icon
3
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$21.9M 4.87%
638,344
+415,364
+186% +$14M
PSK icon
4
State Street SPDR ICE Preferred Securities ETF
PSK
$694M
$21.9M 4.86%
+484,935
New +$21.6M
TFI icon
5
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$21.4M 4.76%
433,304
+267,544
+161% +$13.2M
SPTL icon
6
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$21.2M 4.72%
+563,018
New +$20.8M
AAPL icon
7
Apple
AAPL
$4.73T
$16.1M 3.57%
590,120
+14,376
+2% +$358K
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$10.8M 2.41%
127,475
+65,552
+106% +$5.56M
SPLV icon
9
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$10.1M 2.25%
250,169
-604,819
-71% -$23.1M
PDP icon
10
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$9.06M 2.02%
222,216
-500,476
-69% -$19.4M
XLP icon
11
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$8.48M 1.89%
159,874
-29,083
-15% -$1.48M
T icon
12
AT&T
T
$158B
$7.2M 1.6%
243,664
+15,861
+7% +$439K
PFF icon
13
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.8M 1.29%
148,566
+11,098
+8% +$424K
XLU icon
14
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$5.58M 1.24%
+224,994
New +$5.19M
MO icon
15
Altria Group
MO
$121B
$5.09M 1.13%
81,178
-1,054
-1% -$63.7K
DAL icon
16
Delta Air Lines
DAL
$53.5B
$5M 1.11%
102,705
-200
-0.2% -$9.34K
AMZN icon
17
Amazon
AMZN
$2.52T
$4.7M 1.05%
157,700
+95,100
+152% +$2.7M
VMC icon
18
Vulcan Materials
VMC
$35.5B
$4.24M 0.94%
+40,150
New +$3.81M
AAL icon
19
American Airlines Group
AAL
$9.03B
$4.01M 0.89%
97,805
+1,423
+1% +$57.3K
IVV icon
20
iShares Core S&P 500 ETF
IVV
$876B
$3.86M 0.86%
18,667
-2,788
-13% -$547K
VZ icon
21
Verizon
VZ
$185B
$3.4M 0.76%
63,000
+3,332
+6% +$167K
BSV icon
22
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.37M 0.75%
41,808
-4,573
-10% -$367K
BSJG
23
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.97M 0.66%
114,902
+800
+0.7% +$20.5K
PIE icon
24
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$278M
$2.96M 0.66%
192,472
+24,797
+15% +$355K
BSJH
25
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.92M 0.65%
114,657
+25,300
+28% +$632K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.