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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.73T
$167M 4.27%
717,149
+52,940
+8% +$11.8M
NVDA icon
2
NVIDIA
NVDA
$5.03T
$131M 3.35%
1,080,006
+62,328
+6% +$7.36M
MSFT icon
3
Microsoft
MSFT
$2.84T
$89.1M 2.28%
206,981
+24,040
+13% +$10.3M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$72.4M 1.85%
126,242
+28,279
+29% +$15.6M
QQQ icon
5
Invesco QQQ Trust
QQQ
$461B
$68.5M 1.75%
140,340
-329
-0.2% -$156K
AMZN icon
6
Amazon
AMZN
$2.52T
$61.3M 1.57%
328,967
+49,610
+18% +$9.05M
RDVY icon
7
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$52.7M 1.35%
890,380
+26,384
+3% +$1.5M
XOM icon
8
ExxonMobil
XOM
$655B
$51.6M 1.32%
439,793
+20,751
+5% +$2.4M
FV icon
9
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$49.6M 1.27%
850,925
-55,653
-6% -$3.13M
PG icon
10
Procter & Gamble
PG
$341B
$39.4M 1.01%
227,112
+6,895
+3% +$1.17M
AVGO icon
11
Broadcom
AVGO
$1.87T
$39M 1%
226,192
+18,492
+9% +$2.96M
FVD icon
12
First Trust Value Line Dividend Fund
FVD
$8.19B
$38.2M 0.98%
839,201
+5,675
+0.7% +$246K
CAT icon
13
Caterpillar
CAT
$416B
$37.4M 0.96%
95,620
+7,293
+8% +$2.52M
BX icon
14
Blackstone
BX
$149B
$36.4M 0.93%
237,639
-7,183
-3% -$997K
SSUS icon
15
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$565M
$34.9M 0.89%
837,957
-15,747
-2% -$630K
IVV icon
16
iShares Core S&P 500 ETF
IVV
$875B
$33.9M 0.87%
58,711
-1,752
-3% -$974K
JPM icon
17
JPMorgan Chase
JPM
$925B
$32.4M 0.83%
153,395
+10,172
+7% +$2.14M
FPE icon
18
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$29.4M 0.75%
1,622,012
+220,692
+16% +$3.91M
FIXD icon
19
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$28.7M 0.73%
634,037
-222,618
-26% -$9.93M
SPYV icon
20
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.8B
$28.5M 0.73%
538,683
+481,801
+847% +$24.5M
GOOGL icon
21
Alphabet (Google) Class A
GOOGL
$3.88T
$27.7M 0.71%
167,262
+27,026
+19% +$4.53M
JEPI icon
22
JPMorgan Equity Premium Income ETF
JEPI
$45B
$26.2M 0.67%
440,590
+8,584
+2% +$494K
META icon
23
Meta Platforms (Facebook)
META
$1.54T
$26.2M 0.67%
45,693
+8,106
+22% +$4.17M
FTCS icon
24
First Trust Capital Strength ETF
FTCS
$7.76B
$25.2M 0.64%
276,765
-29,627
-10% -$2.6M
VTV icon
25
Vanguard Value ETF
VTV
$188B
$24.8M 0.63%
142,287
-3,716
-3% -$622K
1
2 3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.