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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$113M 3.36%
656,826
-22,298
-3% -$4.05M
NVDA icon
2
NVIDIA
NVDA
$5.03T
$95M 2.83%
1,051,160
+24,210
+2% +$1.75M
MSFT icon
3
Microsoft
MSFT
$2.83T
$73.1M 2.18%
173,643
+3,486
+2% +$1.41M
QQQ icon
4
Invesco QQQ Trust
QQQ
$459B
$65.7M 1.96%
147,931
+6,028
+4% +$2.58M
FTSM icon
5
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$61.4M 1.83%
1,029,873
+41,579
+4% +$2.48M
FV icon
6
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$54.6M 1.63%
954,340
-51,620
-5% -$2.79M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$51.8M 1.54%
99,080
+19,810
+25% +$9.86M
XOM icon
8
ExxonMobil
XOM
$651B
$47M 1.4%
404,676
+11,257
+3% +$1.18M
IVV icon
9
iShares Core S&P 500 ETF
IVV
$874B
$47M 1.4%
89,446
+15,314
+21% +$7.66M
RDVY icon
10
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$46.4M 1.38%
826,205
+42,056
+5% +$2.21M
FVD icon
11
First Trust Value Line Dividend Fund
FVD
$8.19B
$40.7M 1.21%
962,820
+31,504
+3% +$1.29M
AMZN icon
12
Amazon
AMZN
$2.51T
$39.1M 1.17%
217,039
+7,458
+4% +$1.24M
PG icon
13
Procter & Gamble
PG
$340B
$34.6M 1.03%
213,445
+2,040
+1% +$320K
BX icon
14
Blackstone
BX
$152B
$31M 0.92%
236,108
-265
-0.1% -$33.1K
SSUS icon
15
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$563M
$31M 0.92%
805,068
-4,856
-0.6% -$179K
VTV icon
16
Vanguard Value ETF
VTV
$188B
$30.3M 0.9%
185,891
-14,158
-7% -$2.18M
FTCS icon
17
First Trust Capital Strength ETF
FTCS
$7.77B
$29.9M 0.89%
348,300
+48,054
+16% +$3.97M
JPM icon
18
JPMorgan Chase
JPM
$928B
$27.3M 0.81%
136,157
+128
+0.1% +$23.1K
FIXD icon
19
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$25.9M 0.77%
594,861
+156,976
+36% +$6.88M
JEPI icon
20
JPMorgan Equity Premium Income ETF
JEPI
$45B
$25.7M 0.76%
443,502
+61,469
+16% +$3.46M
SPYG icon
21
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$25.6M 0.76%
349,622
-5,742
-2% -$400K
AVGO icon
22
Broadcom
AVGO
$1.86T
$25.1M 0.75%
188,880
-850
-0.4% -$105K
PDP icon
23
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$23.2M 0.69%
234,900
-14,223
-6% -$1.3M
SDVY icon
24
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.3B
$23M 0.69%
661,311
+128,013
+24% +$4.18M
CVX icon
25
Chevron
CVX
$388B
$20.9M 0.62%
132,652
+6,174
+5% +$932K
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.