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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$2.31B
AUM Growth
+$306M
Cap. Flow
+$153M
Cap. Flow %
6.61%
Top 10 Hldgs %
24.95%
Holding
920
New
127
Increased
459
Reduced
242
Closed
54

Top Buys

Rank Stock Value
1
NET icon
Cloudflare
NET
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.17M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.31M
4
AES icon
AES
AES
+$6.61M
5
VICI icon
VICI Properties
VICI
+$6.57M

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$10.6M
2
KKR icon
KKR & Co
KKR
+$7M
3
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$6.16M
4
GLD icon
SPDR Gold Trust
GLD
+$5.97M
5
RITM icon
Rithm Capital
RITM
+$5.69M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.02%
2 Technology 16.16%
3 Financials 8.28%
4 Consumer Discretionary 5.63%
5 Healthcare 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$122M 5.25%
2,471,557
-23,243
-0.9% -$1.14M
AAPL icon
2
Apple
AAPL
$4.67T
$119M 5.13%
668,407
+18,952
+3% +$3M
QQQ icon
3
Invesco QQQ Trust
QQQ
$490B
$59.9M 2.59%
150,484
+21,175
+16% +$8.17M
MSFT icon
4
Microsoft
MSFT
$3.71T
$49.7M 2.15%
147,857
+527
+0.4% +$171K
PDP icon
5
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$44.3M 1.92%
468,721
-6,447
-1% -$611K
FVD icon
6
First Trust Value Line Dividend Fund
FVD
$8.16B
$39.6M 1.71%
918,860
+120,432
+15% +$4.98M
NVDA icon
7
NVIDIA
NVDA
$5.56T
$38.3M 1.66%
1,302,350
+2,330
+0.2% +$64.1K
SPLV icon
8
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$37.8M 1.63%
550,271
-21,078
-4% -$1.36M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$35.8M 1.55%
75,431
+5,373
+8% +$2.47M
BX icon
10
Blackstone
BX
$102B
$31.6M 1.37%
244,112
+15,439
+7% +$2.06M
AMZN icon
11
Amazon
AMZN
$2.79T
$27.6M 1.19%
165,700
+15,400
+10% +$2.64M
PG icon
12
Procter & Gamble
PG
$340B
$20.8M 0.9%
126,879
+16,583
+15% +$2.46M
AGG icon
13
iShares Core US Aggregate Bond ETF
AGG
$138B
$19.9M 0.86%
174,533
-1,783
-1% -$204K
JPM icon
14
JPMorgan Chase
JPM
$953B
$17.6M 0.76%
111,325
+15,056
+16% +$2.47M
RDVY icon
15
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$17.3M 0.75%
333,506
+42,899
+15% +$2.16M
HD icon
16
Home Depot
HD
$320B
$14.7M 0.64%
35,503
+359
+1% +$137K
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$4.14T
$13.7M 0.59%
94,540
+16,880
+22% +$2.43M
GOOG icon
18
Alphabet (Google) Class C
GOOG
$4.1T
$12.8M 0.55%
88,660
+760
+0.9% +$110K
LOW icon
19
Lowe's Companies
LOW
$115B
$12.8M 0.55%
49,337
+1,727
+4% +$411K
ABBV icon
20
AbbVie
ABBV
$453B
$12.4M 0.54%
91,475
+4,510
+5% +$533K
ABT icon
21
Abbott
ABT
$187B
$11.8M 0.51%
83,856
+24,504
+41% +$3.14M
CRM icon
22
Salesforce
CRM
$213B
$11.7M 0.51%
46,081
+22,324
+94% +$6.27M
AMD icon
23
Advanced Micro Devices
AMD
$780B
$11.5M 0.5%
80,199
+23,192
+41% +$3.12M
RSP icon
24
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$11.3M 0.49%
69,552
+14,170
+26% +$2.24M
JNJ icon
25
Johnson & Johnson
JNJ
$663B
$11.2M 0.48%
65,157
+12,907
+25% +$2.11M
1
2 3 4 5

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DTC
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NPT
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EWM
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RCWMU
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CA
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CI
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LIP
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Prospera Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Prospera Financial Services held 920 positions worth $2.31B, up 15% from $2.01B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $153M of net new capital in Q4 2021, opening 127 new positions and adding to 459 existing holdings. Its largest new stake was Cloudflare: 71,514 shares worth $9.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 47% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Boeing, an estimated $10.6M trimmed.

  • Prospera Financial Services's largest Q4 2021 buy was Cloudflare: 71,514 shares worth $9.4M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2021, an estimated $8.17M increase.
  • Prospera Financial Services's biggest Q4 2021 reduction was Boeing, cutting an estimated $10.6M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q4 2021, selling an estimated $6.16M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $2.31B portfolio in Q4 2021.
  • Prospera Financial Services opened 127 new positions and closed 54 in Q4 2021.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $2.31B.

Based on Prospera Financial Services's 13F filing for Q4 2021, filed 10 Feb 2022.