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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$21.4M 5.8%
1,080,670
+138,809
+15% +$2.61M
IYH icon
2
iShares US Healthcare ETF
IYH
$3.07B
$15.7M 4.25%
613,110
-246,950
-29% -$6.1M
XLF icon
3
State Street Financial Select Sector SPDR ETF
XLF
$55B
$15.5M 4.19%
775,019
-351,497
-31% -$6.85M
IYW icon
4
iShares US Technology ETF
IYW
$24B
$15.2M 4.1%
626,288
-307,656
-33% -$7.11M
XLB icon
5
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
$15.1M 4.1%
609,946
-309,618
-34% -$7.47M
IDU icon
6
iShares US Utilities ETF
IDU
$1.41B
$15.1M 4.07%
+270,280
New +$14.4M
IYE icon
7
iShares US Energy ETF
IYE
$1.75B
$14.8M 4%
260,020
-155,106
-37% -$8.36M
IYJ icon
8
iShares US Industrials ETF
IYJ
$1.97B
$14.4M 3.88%
+277,226
New +$14.1M
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$14.3M 3.88%
+321,283
New +$14.2M
SPLV icon
10
Invesco S&P 500 Low Volatility ETF
SPLV
$7.1B
$9.09M 2.46%
255,510
+45,771
+22% +$1.58M
EXP icon
11
Eagle Materials
EXP
$6.32B
$8.2M 2.22%
87,017
-485
-0.6% -$42.4K
PDP icon
12
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$7.5M 2.03%
192,367
+24,662
+15% +$927K
PFF icon
13
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.83M 1.58%
145,945
+24,638
+20% +$971K
IVV icon
14
iShares Core S&P 500 ETF
IVV
$874B
$5.64M 1.53%
28,631
-13,706
-32% -$2.62M
BSV icon
15
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.85M 1.04%
47,924
+2,359
+5% +$189K
MO icon
16
Altria Group
MO
$120B
$3.66M 0.99%
87,338
+1,659
+2% +$66.7K
AAPL icon
17
Apple
AAPL
$4.71T
$3.49M 0.94%
150,252
-16,264
-10% -$346K
AMLP icon
18
Alerian MLP ETF
AMLP
$13B
$3.37M 0.91%
35,516
+1,107
+3% +$101K
IJH icon
19
iShares Core S&P Mid-Cap ETF
IJH
$122B
$3.37M 0.91%
117,870
+101,225
+608% +$2.78M
BSJE
20
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$3.3M 0.89%
124,784
-2,436
-2% -$64.5K
BSJF
21
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$3.29M 0.89%
122,019
+2,677
+2% +$72.1K
HYG icon
22
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$3.23M 0.87%
33,921
+3,442
+11% +$325K
T icon
23
AT&T
T
$160B
$3.19M 0.86%
119,265
+10,790
+10% +$289K
IEF icon
24
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$3.17M 0.86%
30,594
+27,943
+1,054% +$2.87M
IWM icon
25
iShares Russell 2000 ETF
IWM
$80.9B
$3.15M 0.85%
26,472
-22,373
-46% -$2.54M
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.