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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.73T
$215M 3.67%
844,124
+11,681
+1% +$2.64M
NVDA icon
2
NVIDIA
NVDA
$5.03T
$211M 3.6%
1,129,854
+93,712
+9% +$16.3M
MSFT icon
3
Microsoft
MSFT
$2.84T
$136M 2.33%
262,989
+8,198
+3% +$4.18M
AMZN icon
4
Amazon
AMZN
$2.52T
$100M 1.71%
455,407
+17,963
+4% +$4.07M
QQQ icon
5
Invesco QQQ Trust
QQQ
$461B
$83.5M 1.43%
139,026
+2,204
+2% +$1.26M
BRK.B icon
6
Berkshire Hathaway Class B
BRK.B
$1.05T
$78.2M 1.33%
155,503
-5,029
-3% -$2.44M
JPM icon
7
JPMorgan Chase
JPM
$925B
$75.6M 1.29%
239,509
+17,020
+8% +$5.06M
AVGO icon
8
Broadcom
AVGO
$1.87T
$73.4M 1.25%
222,501
-8,825
-4% -$2.71M
RDVY icon
9
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$73.4M 1.25%
1,090,919
+30,778
+3% +$2M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$68.9M 1.17%
103,308
-9,586
-8% -$6.14M
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$3.88T
$60.5M 1.03%
248,959
+10,855
+5% +$2.27M
GOOG icon
12
Alphabet (Google) Class C
GOOG
$3.88T
$60.1M 1.02%
246,535
+4,840
+2% +$1.02M
IVV icon
13
iShares Core S&P 500 ETF
IVV
$875B
$53M 0.9%
79,053
-15,079
-16% -$9.71M
CGGR icon
14
Capital Group Growth ETF
CGGR
$23.7B
$52.1M 0.89%
1,186,243
+111,926
+10% +$4.73M
PLTR icon
15
Palantir
PLTR
$294B
$50.1M 0.85%
274,470
+5,474
+2% +$887K
META icon
16
Meta Platforms (Facebook)
META
$1.54T
$50M 0.85%
68,069
+1,187
+2% +$883K
IWF icon
17
iShares Russell 1000 Growth ETF
IWF
$123B
$48.9M 0.83%
417,468
-2,564
-0.6% -$285K
FV icon
18
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$48.8M 0.83%
787,243
-25,008
-3% -$1.52M
XOM icon
19
ExxonMobil
XOM
$655B
$48.6M 0.83%
431,239
-16,459
-4% -$1.83M
CGDV icon
20
Capital Group Dividend Value ETF
CGDV
$36.5B
$46.9M 0.8%
1,115,043
+67,867
+6% +$2.79M
WMT icon
21
Walmart Inc
WMT
$853B
$45.2M 0.77%
438,666
-11,640
-3% -$1.16M
GLD icon
22
SPDR Gold Trust
GLD
$130B
$41.4M 0.71%
116,574
+16,164
+16% +$5.15M
LLY icon
23
Eli Lilly
LLY
$1.05T
$40.5M 0.69%
53,110
+8,147
+18% +$6.06M
BX icon
24
Blackstone
BX
$149B
$40.2M 0.69%
235,124
-2,771
-1% -$475K
PG icon
25
Procter & Gamble
PG
$341B
$38.5M 0.66%
250,399
+5,809
+2% +$907K
1
2 3 4 5

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.