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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
(-27%)
Cap. Flow
-$217M
Cap. Flow
% of AUM
-40.42%
Top 10 Holdings %
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$1.81M |
| 2 |
Broadcom
AVGO
|
+$1.01M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$990K |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$959K |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$658K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$44.6M |
| 2 |
Blackstone
BX
|
+$16.3M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$16.1M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$15.7M |
| 5 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$12.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.92% |
| 2 | Healthcare | 4.13% |
| 3 | Financials | 3.72% |
| 4 | Consumer Discretionary | 3.5% |
| 5 | Communication Services | 3.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
| $65.3M | 12.18% |
2,173,619
-1,446,135
| -40% | -$44.6M |
|
|
2
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
| $24.9M | 4.64% |
431,936
-276,628
| -39% | -$16.1M |
|
|
3
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
| $22.7M | 4.23% |
461,418
-319,324
| -41% | -$15.7M |
|
|
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
| $20.9M | 3.89% |
900,729
-525,917
| -37% | -$12.4M |
|
5
Apple
AAPL
$4.73T
| $12.7M | 2.37% |
246,160
-26,364
| -10% | -$1.37M |
|
6
iShares Core US Aggregate Bond ETF
AGG
$137B
| $9.61M | 1.79% |
91,655
-52,795
| -37% | -$5.6M |
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $8.96M | 1.67% |
32,084
-3,515
| -10% | -$1M |
|
8
Invesco QQQ Trust
QQQ
$461B
| $8.05M | 1.5% |
45,410
-7,992
| -15% | -$1.45M |
|
9
Amazon
AMZN
$2.52T
| $6.59M | 1.23% |
75,500
-6,320
| -8% | -$594K |
|
10
First Trust Value Line Dividend Fund
FVD
$8.19B
| $6.11M | 1.14% |
198,470
-48,761
| -20% | -$1.53M |
|
11
AT&T
T
$158B
| $6.11M | 1.14% |
245,795
-23,027
| -9% | -$564K |
|
12
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
| $4.29M | 0.8% |
216,197
-131,306
| -38% | -$2.72M |
|
13
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
| $4.2M | 0.78% |
153,250
-5,200
| -3% | -$149K |
|
14
iShares US Technology ETF
IYW
$24.1B
| $4.08M | 0.76% |
85,604
-8,968
| -9% | -$424K |
|
15
Microsoft
MSFT
$2.84T
| $3.58M | 0.67% |
34,300
-7,211
| -17% | -$782K |
|
16
iShares US Industrials ETF
IYJ
$1.98B
| $3.52M | 0.66% |
46,046
-12,744
| -22% | -$969K |
|
17
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $3.49M | 0.65% |
9,598
-1,750
| -15% | -$641K |
|
18
Altria Group
MO
$121B
| $3.46M | 0.64% |
60,582
-3,838
| -6% | -$228K |
|
19
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $3.45M | 0.64% |
92,735
-18,678
| -17% | -$701K |
|
20
iShares US Consumer Discretionary ETF
IYC
$1.11B
| $3.3M | 0.61% |
63,164
-6,356
| -9% | -$324K |
|
|
DWIN
21
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
| $3.17M | 0.59% |
124,702
-785
| -0.6% | -$20K |
|
22
AbbVie
ABBV
$452B
| $3.17M | 0.59% |
33,881
-42,842
| -56% | -$4.06M |
|
23
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
| $3.15M | 0.59% |
12,681
-1,781
| -12% | -$456K |
|
|
24
iShares Russell 2000 ETF
IWM
$81.1B
| $3.1M | 0.58% |
18,622
+10,745
| +136% | +$1.81M |
|
25
Globus Medical
GMED
$10.2B
| $3.1M | 0.58% |
61,355
-275
| -0.4% | -$14.5K |
|
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Prospera Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.
- Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
- Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
- Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
- Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
- Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
- Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.
Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.