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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.67B
$124M 13.96%
+4,024,683
New +$120M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$50.9M 5.71%
+907,240
New +$48.8M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$44.9M 5.04%
+728,282
New +$42.5M
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$36.8M 4.13%
+1,575,870
New +$36.6M
AAPL icon
5
Apple
AAPL
$4.71T
$24M 2.69%
+476,840
New +$23.2M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$17.9M 2.01%
+161,050
New +$17.6M
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.18B
$17.3M 1.94%
+510,188
New +$16.9M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$11.6M 1.31%
+39,563
New +$11.4M
AMZN icon
9
Amazon
AMZN
$2.52T
$10.4M 1.16%
108,780
-5,300
-5% -$494K
QQQ icon
10
Invesco QQQ Trust
QQQ
$461B
$9.69M 1.09%
+51,296
New +$9.44M
RSP icon
11
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$8.9M 1%
81,989
+4,595
+6% +$486K
MSFT icon
12
Microsoft
MSFT
$2.83T
$7.83M 0.88%
+57,738
New +$7.33M
IFV icon
13
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
$7.59M 0.85%
+380,219
New +$7.34M
T icon
14
AT&T
T
$159B
$7.54M 0.85%
+295,538
New +$7.09M
RFCI icon
15
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$6.05M 0.68%
+242,563
New +$5.96M
VMC icon
16
Vulcan Materials
VMC
$35.9B
$5.91M 0.66%
+42,309
New +$5.4M
IVV icon
17
iShares Core S&P 500 ETF
IVV
$875B
$5.22M 0.59%
17,460
-1,051
-6% -$305K
RFDA icon
18
ALPS Dynamic US Dividend Advantage ETF
RFDA
$87.5M
$5.18M 0.58%
+158,371
New +$5.08M
RFFC icon
19
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$5.13M 0.58%
+151,768
New +$5.01M
XLF icon
20
State Street Financial Select Sector SPDR ETF
XLF
$55B
$4.73M 0.53%
168,915
+90,007
+114% +$2.44M
VZ icon
21
Verizon
VZ
$184B
$4.55M 0.51%
79,125
+5,306
+7% +$306K
IYW icon
22
iShares US Technology ETF
IYW
$24.1B
$4.54M 0.51%
91,432
-388
-0.4% -$19K
PG icon
23
Procter & Gamble
PG
$341B
$4.34M 0.49%
+39,243
New +$4.18M
JPM icon
24
JPMorgan Chase
JPM
$925B
$4.33M 0.49%
+38,490
New +$4.24M
FVC icon
25
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
$4.32M 0.48%
+160,674
New +$4.29M
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.