Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$19.6M |
| 2 |
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
|
+$19M |
| 3 |
US Commodity Index
USCI
|
+$10M |
| 4 |
Invesco DB Precious Metals Fund
DBP
|
+$5.26M |
| 5 |
Invesco DB Energy Fund
DBE
|
+$5.19M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Intermediate Term Corporate Bond Index ETF
SPIB
|
+$21.9M |
| 2 |
State Street SPDR Portfolio Long Term Treasury Index ETF
SPTL
|
+$21.2M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$10.2M |
| 4 |
Delta Air Lines
DAL
|
+$5M |
| 5 |
Vulcan Materials
VMC
|
+$4.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 70.75% |
| 2 | Technology | 4.68% |
| 3 | Communication Services | 4.61% |
| 4 | Energy | 3.78% |
| 5 | Consumer Staples | 3.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
iShares Core US Aggregate Bond ETF
AGG
$138B
| $35.6M | 7.35% |
315,701
-29,800
| -9% | -$3.31M |
2014 Q1
9 quarters
|
|
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
| $27.6M | 5.72% |
1,236,587
-8,766
| -0.7% | -$192K |
2014 Q1
9 quarters
|
|
3
State Street SPDR ICE Preferred Securities ETF
PSK
$613M
| $20.1M | 4.17% |
437,196
-47,739
| -10% | -$2.17M |
2016 Q1
1 quarter
|
|
|
4
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
| $20M | 4.13% |
+699,596
| New | +$19.6M |
2016 Q2
0 quarters
|
|
5
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.96B
| $19.8M | 4.1% |
391,964
-41,340
| -10% | -$2.06M |
2014 Q4
6 quarters
|
|
|
6
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
| $19.5M | 4.04% |
+701,208
| New | +$19M |
2016 Q2
0 quarters
|
|
7
Apple
AAPL
$5.17T
| $15.2M | 3.13% |
633,872
+43,752
| +7% | +$1.09M |
2013 Q2
12 quarters
|
|
8
Invesco S&P 500 Low Volatility ETF
SPLV
$7.56B
| $11.6M | 2.4% |
271,393
+21,224
| +8% | +$862K |
2013 Q2
12 quarters
|
|
|
9
US Commodity Index
USCI
$400M
| $10.4M | 2.14% |
+239,774
| New | +$10M |
2016 Q2
0 quarters
|
|
10
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
| $10.2M | 2.12% |
243,476
+21,260
| +10% | +$874K |
2013 Q2
12 quarters
|
|
11
AT&T
T
$150B
| $6.94M | 1.44% |
212,748
-30,916
| -13% | -$920K |
2013 Q2
12 quarters
|
|
12
iShares Preferred and Income Securities ETF
PFF
$11.6B
| $6.16M | 1.27% |
154,347
+5,781
| +4% | +$227K |
2013 Q2
12 quarters
|
|
13
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15.1B
| $6M | 1.24% |
108,874
-51,000
| -32% | -$2.71M |
2014 Q2
8 quarters
|
|
14
Netflix
NFLX
$265B
| $5.67M | 1.17% |
619,660
+441,500
| +248% | +$4.24M |
2015 Q3
3 quarters
|
|
15
Altria Group
MO
$129B
| $5.64M | 1.17% |
81,768
+590
| +0.7% | +$37.8K |
2013 Q2
12 quarters
|
|
|
16
Invesco DB Precious Metals Fund
DBP
$233M
| $5.59M | 1.16% |
+136,550
| New | +$5.26M |
2016 Q2
0 quarters
|
|
|
17
Invesco DB Energy Fund
DBE
$111M
| $5.54M | 1.15% |
+440,870
| New | +$5.19M |
2016 Q2
0 quarters
|
|
18
iShares Core S&P 500 ETF
IVV
$881B
| $3.91M | 0.81% |
18,563
-104
| -0.6% | -$21.7K |
2013 Q2
12 quarters
|
|
19
Verizon
VZ
$193B
| $3.89M | 0.8% |
69,616
+6,616
| +11% | +$343K |
2013 Q2
12 quarters
|
|
20
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
| $3.66M | 0.76% |
93,868
+79,774
| +566% | +$3.14M |
2014 Q3
7 quarters
|
|
21
Vanguard Short-Term Bond ETF
BSV
$46.6B
| $3.48M | 0.72% |
42,866
+1,058
| +3% | +$85.3K |
2013 Q2
12 quarters
|
|
22
State Street Utilities Select Sector SPDR ETF
XLU
$24.2B
| $3.27M | 0.68% |
124,794
-100,200
| -45% | -$2.47M |
2016 Q1
1 quarter
|
|
|
BSJH
23
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
| $3.26M | 0.67% |
126,307
+11,650
| +10% | +$299K |
2014 Q1
9 quarters
|
|
24
State Street Energy Select Sector SPDR ETF
XLE
$41.6B
| $3.26M | 0.67% |
95,610
+86,582
| +959% | +$2.86M |
2015 Q4
2 quarters
|
|
25
State Street Technology Select Sector SPDR ETF
XLK
$116B
| $3.19M | 0.66% |
147,098
+135,202
| +1,137% | +$2.93M |
2013 Q2
12 quarters
|
|
Similar funds
Prospera Financial Services's Q2 2016 Portfolio in Review
As of Q2 2016, Prospera Financial Services held 388 positions worth $484M, up 7.7% from $449M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Prospera Financial Services deployed $21.7M of net new capital in Q2 2016, opening 50 new positions and adding to 158 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 699,596 shares worth $20M.
By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, up from 69% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was State Street SPDR Portfolio Long Term Treasury Index ETF, an estimated $21.2M trimmed.
- Prospera Financial Services's largest Q2 2016 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 699,596 shares worth $20M.
- Prospera Financial Services added most to Netflix in Q2 2016, an estimated $4.24M increase.
- Prospera Financial Services's biggest Q2 2016 reduction was State Street SPDR Portfolio Long Term Treasury Index ETF, cutting an estimated $21.2M.
- Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond Index ETF in Q2 2016, selling an estimated $21.9M.
- Prospera Financial Services's ten largest holdings make up 39% of its $484M portfolio in Q2 2016.
- Prospera Financial Services opened 50 new positions and closed 33 in Q2 2016.
- Prospera Financial Services's portfolio value rose 7.7% quarter-over-quarter to $484M.
Based on Prospera Financial Services's 13F filing for Q2 2016, filed 26 Jul 2016.