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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.73T
$131M 4.33%
679,124
-2,122
-0.3% -$392K
MSFT icon
2
Microsoft
MSFT
$2.84T
$64M 2.12%
170,157
+3,130
+2% +$1.11M
FTSM icon
3
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$59M 1.95%
988,294
+196,989
+25% +$11.7M
QQQ icon
4
Invesco QQQ Trust
QQQ
$461B
$58.1M 1.92%
141,903
+21,980
+18% +$8.34M
FV icon
5
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$51.9M 1.72%
1,005,960
-687,603
-41% -$31.8M
NVDA icon
6
NVIDIA
NVDA
$5.03T
$50.9M 1.68%
1,026,950
-15,360
-1% -$712K
RDVY icon
7
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$40.5M 1.34%
784,149
+67,998
+9% +$3.21M
XOM icon
8
ExxonMobil
XOM
$655B
$39.3M 1.3%
393,419
+175,958
+81% +$18.5M
FVD icon
9
First Trust Value Line Dividend Fund
FVD
$8.19B
$37.8M 1.25%
931,316
-12,588
-1% -$483K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$37.7M 1.25%
79,270
+25,728
+48% +$11.5M
IVV icon
11
iShares Core S&P 500 ETF
IVV
$876B
$35.4M 1.17%
74,132
+28,424
+62% +$12.7M
AMZN icon
12
Amazon
AMZN
$2.52T
$31.8M 1.05%
209,581
+15,301
+8% +$2.14M
PG icon
13
Procter & Gamble
PG
$341B
$31M 1.03%
211,405
+40,770
+24% +$6.04M
BX icon
14
Blackstone
BX
$149B
$30.9M 1.02%
236,373
-1,213
-0.5% -$131K
VTV icon
15
Vanguard Value ETF
VTV
$188B
$29.9M 0.99%
200,049
+18,907
+10% +$2.66M
SSUS icon
16
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$565M
$28.9M 0.96%
809,924
-13,936
-2% -$482K
FTCS icon
17
First Trust Capital Strength ETF
FTCS
$7.76B
$24M 0.8%
300,246
+19,013
+7% +$1.45M
JPM icon
18
JPMorgan Chase
JPM
$925B
$23.1M 0.77%
136,029
+936
+0.7% +$142K
SPYG icon
19
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$23.1M 0.77%
355,364
-8,915
-2% -$550K
GLD icon
20
SPDR Gold Trust
GLD
$130B
$21.3M 0.71%
111,524
+49,726
+80% +$9.11M
PDP icon
21
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$21.3M 0.71%
249,123
-87,957
-26% -$6.99M
AVGO icon
22
Broadcom
AVGO
$1.87T
$21.2M 0.7%
189,730
-1,790
-0.9% -$169K
JEPI icon
23
JPMorgan Equity Premium Income ETF
JEPI
$45B
$21M 0.7%
382,033
-77,345
-17% -$4.17M
BUFR icon
24
FT Vest Fund of Buffer ETFs
BUFR
$10B
$20.7M 0.68%
778,139
+523,888
+206% +$13.2M
VUG icon
25
Vanguard Growth ETF
VUG
$217B
$20.4M 0.67%
393,330
+53,106
+16% +$2.56M
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.