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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$131M 10.1%
4,156,109
+196,242
+5% +$5.95M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$47M 3.62%
806,430
-91,147
-10% -$5.23M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$44.7M 3.45%
695,218
-27,594
-4% -$1.71M
AAPL icon
4
Apple
AAPL
$4.73T
$41.1M 3.16%
559,304
+105,036
+23% +$6.76M
DWFI
5
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$39.9M 3.08%
1,699,348
+141,731
+9% +$3.32M
BX icon
6
Blackstone
BX
$149B
$27.6M 2.13%
493,722
-17,218
-3% -$893K
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.19B
$24.9M 1.92%
690,053
+106,785
+18% +$3.76M
MSFT icon
8
Microsoft
MSFT
$2.84T
$21.7M 1.67%
137,839
+74,141
+116% +$10.9M
AGG icon
9
iShares Core US Aggregate Bond ETF
AGG
$137B
$21.1M 1.62%
187,664
+6,449
+4% +$727K
QQQ icon
10
Invesco QQQ Trust
QQQ
$461B
$20.6M 1.59%
97,060
+41,822
+76% +$8.37M
T icon
11
AT&T
T
$158B
$12.7M 0.98%
431,923
+120,958
+39% +$3.49M
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$12.6M 0.97%
39,022
+210
+0.5% +$64.7K
AMZN icon
13
Amazon
AMZN
$2.52T
$10.4M 0.8%
112,120
+4,660
+4% +$412K
PG icon
14
Procter & Gamble
PG
$341B
$9.79M 0.75%
78,386
+33,089
+73% +$4.05M
RSP icon
15
Invesco S&P 500 Equal Weight ETF
RSP
$95.4B
$9.44M 0.73%
81,615
+4,762
+6% +$529K
IFV icon
16
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$8.92M 0.69%
418,295
+55,679
+15% +$1.11M
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$8.45M 0.65%
128,863
+67,203
+109% +$4.32M
LMT icon
18
Lockheed Martin
LMT
$132B
$7.83M 0.6%
20,106
+9,604
+91% +$3.69M
WMT icon
19
Walmart Inc
WMT
$853B
$7.65M 0.59%
193,104
+82,941
+75% +$3.29M
JPM icon
20
JPMorgan Chase
JPM
$925B
$7.43M 0.57%
53,338
+11,649
+28% +$1.49M
MA icon
21
Mastercard
MA
$464B
$7.24M 0.56%
24,254
+23,121
+2,041% +$6.52M
MDT icon
22
Medtronic
MDT
$105B
$6.75M 0.52%
59,467
+30,089
+102% +$3.3M
IYW icon
23
iShares US Technology ETF
IYW
$24.1B
$6.34M 0.49%
109,120
+740
+0.7% +$40.3K
VMC icon
24
Vulcan Materials
VMC
$35.5B
$6.18M 0.48%
42,903
+594
+1% +$85K
VZ icon
25
Verizon
VZ
$185B
$5.89M 0.45%
96,013
-4,185
-4% -$252K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.