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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DWFI
1
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
| $66.6M | 7.06% |
2,979,137
+1,279,789
| +75% | +$29.8M |
|
|
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
| $43.9M | 4.65% |
1,706,126
-2,449,983
| -59% | -$74M |
|
3
Apple
AAPL
$4.71T
| $35.5M | 3.77% |
558,224
-1,080
| -0.2% | -$79.4K |
|
|
4
iShares Core US Aggregate Bond ETF
AGG
$137B
| $33.6M | 3.56% |
291,171
+103,507
| +55% | +$11.8M |
|
|
5
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
| $22.2M | 2.35% |
255,906
+239,889
| +1,498% | +$20.5M |
|
6
Blackstone
BX
$149B
| $20M | 2.12% |
439,393
-54,329
| -11% | -$3.01M |
|
7
Invesco QQQ Trust
QQQ
$458B
| $19.3M | 2.05% |
101,469
+4,409
| +5% | +$933K |
|
8
Microsoft
MSFT
$2.81T
| $18.2M | 1.93% |
115,539
-22,300
| -16% | -$3.67M |
|
9
First Trust Value Line Dividend Fund
FVD
$8.2B
| $16.9M | 1.8% |
611,443
-78,610
| -11% | -$2.64M |
|
|
10
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
| $15.7M | 1.66% |
334,380
-472,050
| -59% | -$26.4M |
|
|
11
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
| $15.5M | 1.65% |
287,859
-407,359
| -59% | -$25.5M |
|
12
Amazon
AMZN
$2.51T
| $14.8M | 1.57% |
151,500
+39,380
| +35% | +$3.81M |
|
13
AT&T
T
$159B
| $8.27M | 0.88% |
375,554
-56,369
| -13% | -$1.54M |
|
14
Procter & Gamble
PG
$343B
| $7.68M | 0.82% |
69,848
-8,538
| -11% | -$1.02M |
|
15
Walmart Inc
WMT
$861B
| $7.42M | 0.79% |
195,960
+2,856
| +1% | +$110K |
|
16
State Street SPDR S&P 500 ETF Trust
SPY
$775B
| $6.93M | 0.74% |
26,898
-12,124
| -31% | -$3.7M |
|
|
17
Advanced Micro Devices
AMD
$878B
| $6.82M | 0.72% |
149,899
+114,920
| +329% | +$5.54M |
|
18
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
| $6.4M | 0.68% |
466,915
+48,620
| +12% | +$916K |
|
19
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
| $6.38M | 0.68% |
118,185
-10,678
| -8% | -$677K |
|
20
Vanguard Total Bond Market
BND
$157B
| $5.66M | 0.6% |
66,251
-4,012
| -6% | -$341K |
|
21
Medtronic
MDT
$105B
| $5.51M | 0.58% |
61,100
+1,633
| +3% | +$174K |
|
22
Netflix
NFLX
$286B
| $5.5M | 0.58% |
146,460
+115,660
| +376% | +$4.09M |
|
23
Johnson & Johnson
JNJ
$624B
| $5.46M | 0.58% |
41,658
+4,241
| +11% | +$602K |
|
24
JPMorgan Chase
JPM
$924B
| $5.4M | 0.57% |
59,968
+6,630
| +12% | +$806K |
|
25
Clorox
CLX
$11.4B
| $5.27M | 0.56% |
30,411
+18,472
| +155% | +$3.05M |
|
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Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.