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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
1
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$10.3M 3.91%
586,013
+93,089
+19% +$1.65M
XLY icon
2
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$10.3M 3.89%
335,558
+43,646
+15% +$1.29M
XLB icon
3
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$9.84M 3.73%
466,476
+61,482
+15% +$1.26M
IYW icon
4
iShares US Technology ETF
IYW
$24.1B
$9.73M 3.69%
488,656
+72,356
+17% +$1.41M
IYJ icon
5
iShares US Industrials ETF
IYJ
$1.98B
$9.73M 3.69%
213,156
+26,796
+14% +$1.18M
IYH icon
6
iShares US Healthcare ETF
IYH
$3.07B
$9.67M 3.67%
+445,825
New +$9.46M
IYE icon
7
iShares US Energy ETF
IYE
$1.76B
$9.65M 3.66%
203,455
+32,515
+19% +$1.52M
IDU icon
8
iShares US Utilities ETF
IDU
$1.41B
$9.5M 3.6%
+201,382
New +$9.63M
IJH icon
9
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.77M 2.19%
229,550
+162,315
+241% +$3.96M
IWM icon
10
iShares Russell 2000 ETF
IWM
$81.1B
$4.43M 1.68%
41,087
+20,490
+99% +$2.12M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.35M 1.65%
115,353
+14,761
+15% +$564K
SPLV icon
12
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$4.04M 1.53%
128,918
+42,247
+49% +$1.34M
EXP icon
13
Eagle Materials
EXP
$6.2B
$3.98M 1.51%
53,866
+20,924
+64% +$1.42M
FXD icon
14
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$3.71M 1.41%
123,475
+26,173
+27% +$753K
FXH icon
15
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$3.68M 1.4%
83,752
+39,970
+91% +$1.69M
T icon
16
AT&T
T
$158B
$3.62M 1.37%
140,682
+1,218
+0.9% +$32K
PDP icon
17
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$3.54M 1.34%
103,371
+37,696
+57% +$1.24M
AMLP icon
18
Alerian MLP ETF
AMLP
$13B
$3.17M 1.2%
35,727
+865
+2% +$76.3K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$3.1M 1.18%
18,331
+5,962
+48% +$999K
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.06M 1.16%
38,159
+11,241
+42% +$900K
MO icon
21
Altria Group
MO
$121B
$2.98M 1.13%
85,836
-234
-0.3% -$8.25K
AAPL icon
22
Apple
AAPL
$4.74T
$2.96M 1.12%
170,128
+40,684
+31% +$675K
ETP
23
DELISTED
Energy Transfer Partners L.p.
ETP
$2.94M 1.12%
56,120
+1,109
+2% +$57.2K
BSJE
24
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$2.81M 1.06%
105,328
+34,517
+49% +$917K
FXG icon
25
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$2.75M 1.04%
82,833
-3,186
-4% -$105K
1
2 3 4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.