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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$38.7M 9.64%
1,754,766
+541,053
+45% +$11.5M
XLP icon
2
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$22.1M 5.52%
456,604
+65,147
+17% +$3.08M
XLY icon
3
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$21.8M 5.44%
605,090
+83,084
+16% +$2.85M
IYW icon
4
iShares US Technology ETF
IYW
$23.9B
$21.2M 5.27%
810,532
+114,888
+17% +$2.93M
IYF icon
5
iShares US Financials ETF
IYF
$4.34B
$21M 5.25%
+466,694
New +$20.3M
IDU icon
6
iShares US Utilities ETF
IDU
$1.41B
$20.9M 5.2%
+352,612
New +$20M
SPLV icon
7
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$14.6M 3.65%
385,546
+105,795
+38% +$3.87M
PDP icon
8
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$13M 3.24%
316,716
+98,862
+45% +$3.96M
EXP icon
9
Eagle Materials
EXP
$6.36B
$6.45M 1.61%
84,807
+3,515
+4% +$297K
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$137B
$5.7M 1.42%
51,719
+21,904
+73% +$2.41M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.22M 1.3%
132,357
+3,438
+3% +$136K
MO icon
12
Altria Group
MO
$120B
$5.13M 1.28%
104,173
+2,142
+2% +$104K
AAPL icon
13
Apple
AAPL
$4.7T
$4.84M 1.21%
175,512
-4,040
-2% -$110K
T icon
14
AT&T
T
$159B
$4.3M 1.07%
169,565
+8,699
+5% +$226K
RSP icon
15
Invesco S&P 500 Equal Weight ETF
RSP
$95.1B
$4.02M 1%
50,270
+38,459
+326% +$2.99M
BSV icon
16
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.85M 0.96%
48,125
+842
+2% +$67.6K
IVV icon
17
iShares Core S&P 500 ETF
IVV
$873B
$3.63M 0.9%
17,546
-6,403
-27% -$1.3M
SPTL icon
18
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$3.35M 0.84%
91,986
+37,162
+68% +$1.31M
SPLB icon
19
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$3.33M 0.83%
120,713
+51,851
+75% +$1.42M
TFI icon
20
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$3.32M 0.83%
+68,718
New +$3.31M
BABS
21
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$3.31M 0.83%
52,642
+21,995
+72% +$1.37M
ETP
22
DELISTED
Energy Transfer Partners L.p.
ETP
$3.22M 0.8%
49,471
+1,778
+4% +$114K
BSJF
23
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$3.1M 0.77%
119,934
-5,139
-4% -$135K
HYG icon
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$3.04M 0.76%
33,961
+385
+1% +$35.1K
SSO icon
25
ProShares Ultra S&P500
SSO
$7.79B
$3.01M 0.75%
375,104
+109,504
+41% +$837K
1
2 3 4 5

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.