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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2B
AUM Growth
+$79.6M
Cap. Flow
-$55.5M
Cap. Flow %
-2.78%
Top 10 Hldgs %
19.58%
Holding
980
New
149
Increased
367
Reduced
351
Closed
89

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$51.5M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$16.5M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$10.6M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$10.4M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$9.68M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$39.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$12.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.1M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 10.64%
2 Financials 6.09%
3 Healthcare 5.83%
4 Energy 4.46%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.73T
$82.6M 4.14%
635,759
-55,658
-8% -$7.95M
FTSM icon
2
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$77.7M 3.89%
1,307,345
+866,193
+196% +$51.5M
FV icon
3
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$54.1M 2.71%
1,161,252
-840,561
-42% -$39.2M
FVD icon
4
First Trust Value Line Dividend Fund
FVD
$8.19B
$34.2M 1.71%
856,887
+68,423
+9% +$2.67M
RDVY icon
5
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$27M 1.35%
614,099
+72,837
+13% +$3.18M
MSFT icon
6
Microsoft
MSFT
$2.84T
$26.5M 1.33%
110,504
-57,687
-34% -$13.8M
XOM icon
7
ExxonMobil
XOM
$655B
$25.1M 1.26%
227,784
+12,504
+6% +$1.34M
QQQ icon
8
Invesco QQQ Trust
QQQ
$461B
$22.8M 1.14%
85,592
-22,556
-21% -$6.24M
IFV icon
9
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$21.6M 1.08%
1,292,737
+993,087
+331% +$16.5M
BX icon
10
Blackstone
BX
$149B
$19.2M 0.96%
259,461
+7,128
+3% +$616K
PG icon
11
Procter & Gamble
PG
$341B
$19.2M 0.96%
126,490
-10,906
-8% -$1.53M
SSUS icon
12
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$565M
$18.4M 0.92%
605,430
-7,978
-1% -$245K
FTCS icon
13
First Trust Capital Strength ETF
FTCS
$7.76B
$18.4M 0.92%
245,480
+140,600
+134% +$10.4M
AGG icon
14
iShares Core US Aggregate Bond ETF
AGG
$137B
$17.9M 0.9%
184,486
+27,506
+18% +$2.66M
JEPI icon
15
JPMorgan Equity Premium Income ETF
JEPI
$45B
$17.8M 0.89%
326,182
+195,497
+150% +$10.6M
VTV icon
16
Vanguard Value ETF
VTV
$188B
$17.1M 0.85%
121,553
+43,722
+56% +$6.02M
PDP icon
17
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$16.7M 0.84%
234,716
-166,674
-42% -$12.1M
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$15.7M 0.79%
41,124
-4,288
-9% -$1.65M
XBI icon
19
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$15.4M 0.77%
186,022
+10,473
+6% +$848K
SPLV icon
20
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$14.3M 0.71%
223,008
-195,167
-47% -$12.1M
AMZN icon
21
Amazon
AMZN
$2.52T
$14M 0.7%
167,217
-5,057
-3% -$500K
FDL icon
22
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.62B
$13.1M 0.66%
358,882
+263,996
+278% +$9.51M
JPM icon
23
JPMorgan Chase
JPM
$925B
$11.9M 0.6%
89,104
-29,984
-25% -$3.8M
HD icon
24
Home Depot
HD
$324B
$11.6M 0.58%
36,702
-1,213
-3% -$370K
CVX icon
25
Chevron
CVX
$393B
$11.6M 0.58%
64,504
-17,630
-21% -$3.08M
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
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RBI
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Prospera Financial Services's Q4 2022 Portfolio in Review

As of Q4 2022, Prospera Financial Services held 980 positions worth $2B, up 4.2% from $1.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q4 2022 filing shows 149 new, 367 increased, 351 reduced and 89 closed positions. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $39.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q4 2022 buy was State Street SPDR Portfolio TIPS ETF: 357,247 shares worth $9.2M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q4 2022, an estimated $51.5M increase.
  • Prospera Financial Services's biggest Q4 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $39.2M.
  • Prospera Financial Services fully exited Paycom in Q4 2022, selling an estimated $5.15M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2B portfolio in Q4 2022.
  • Prospera Financial Services opened 149 new positions and closed 89 in Q4 2022.
  • Prospera Financial Services's portfolio value rose 4.2% quarter-over-quarter to $2B.

Based on Prospera Financial Services's 13F filing for Q4 2022, filed 8 Feb 2023.