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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$104M 14.47%
3,624,223
+133,486
+4% +$3.9M
PDP icon
2
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$36.6M 5.11%
698,178
+30,944
+5% +$1.66M
SPLV icon
3
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$34.9M 4.87%
741,514
+32,053
+5% +$1.52M
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$31.2M 4.36%
1,248,722
+73,273
+6% +$1.85M
BX icon
5
Blackstone
BX
$149B
$14.7M 2.05%
468,868
+1,609
+0.3% +$54.9K
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$13.8M 1.93%
129,494
+1,884
+1% +$202K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$11M 1.54%
41,965
+8,431
+25% +$2.3M
QQQ icon
8
Invesco QQQ Trust
QQQ
$458B
$10.7M 1.49%
66,687
-890
-1% -$147K
AAPL icon
9
Apple
AAPL
$4.71T
$9.05M 1.26%
213,328
+32,068
+18% +$1.38M
CAT icon
10
Caterpillar
CAT
$416B
$7.64M 1.07%
52,508
+1,987
+4% +$314K
ABBV icon
11
AbbVie
ABBV
$455B
$7.3M 1.02%
78,013
-8,543
-10% -$938K
IFV icon
12
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$7.25M 1.01%
330,919
+21,492
+7% +$491K
FVD icon
13
First Trust Value Line Dividend Fund
FVD
$8.2B
$7.18M 1%
239,963
+52,090
+28% +$1.59M
T icon
14
AT&T
T
$159B
$6.92M 0.97%
256,710
+32,029
+14% +$891K
XLY icon
15
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
$5.5M 0.77%
108,396
+46,600
+75% +$2.43M
XLF icon
16
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$5.48M 0.77%
198,436
+74,228
+60% +$2.14M
PFF icon
17
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.18M 0.72%
138,479
+19,732
+17% +$740K
INTC icon
18
Intel
INTC
$506B
$4.71M 0.66%
91,685
+5,694
+7% +$271K
MO icon
19
Altria Group
MO
$121B
$4.6M 0.64%
73,765
-3,793
-5% -$251K
AMZN icon
20
Amazon
AMZN
$2.5T
$4.29M 0.6%
59,780
+10,040
+20% +$718K
IYJ icon
21
iShares US Industrials ETF
IYJ
$1.97B
$4.28M 0.6%
59,132
+6,458
+12% +$486K
FVC icon
22
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
$4.25M 0.59%
159,178
+24,075
+18% +$656K
PIE icon
23
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$274M
$4.11M 0.57%
193,333
+8,134
+4% +$174K
IYW icon
24
iShares US Technology ETF
IYW
$23.9B
$4.02M 0.56%
95,592
+18,244
+24% +$786K
JPM icon
25
JPMorgan Chase
JPM
$924B
$3.9M 0.54%
35,289
+4,261
+14% +$482K
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.