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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
1
iShares US Technology ETF
IYW
$23.9B
$12.4M 4.16%
558,944
+70,288
+14% +$1.46M
IYJ icon
2
iShares US Industrials ETF
IYJ
$1.97B
$12.3M 4.13%
242,486
+29,330
+14% +$1.4M
XLF icon
3
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$12.3M 4.13%
639,643
+53,630
+9% +$986K
XLY icon
4
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
$12.2M 4.12%
366,536
+30,978
+9% +$986K
XLB icon
5
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
$12.1M 4.07%
523,916
+57,440
+12% +$1.26M
IYH icon
6
iShares US Healthcare ETF
IYH
$3.08B
$11.9M 4%
510,620
+64,795
+15% +$1.46M
IYE icon
7
iShares US Energy ETF
IYE
$1.75B
$11.9M 3.99%
234,983
+31,528
+15% +$1.55M
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$11.5M 3.86%
266,905
+260,732
+4,224% +$11M
EXP icon
9
Eagle Materials
EXP
$6.27B
$8.34M 2.8%
107,693
+53,827
+100% +$4.05M
IVV icon
10
iShares Core S&P 500 ETF
IVV
$873B
$7.7M 2.59%
41,468
+33,320
+409% +$5.93M
IJH icon
11
iShares Core S&P Mid-Cap ETF
IJH
$122B
$5.87M 1.97%
219,305
-10,245
-4% -$264K
SPLV icon
12
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$5.17M 1.74%
155,817
+26,899
+21% +$873K
PDP icon
13
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$4.89M 1.65%
133,516
+30,145
+29% +$1.05M
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.76M 1.6%
129,343
+13,990
+12% +$528K
FXG icon
15
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$4.12M 1.39%
115,533
+32,700
+39% +$1.13M
FXH icon
16
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$3.8M 1.28%
79,004
-4,748
-6% -$217K
FXD icon
17
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$3.79M 1.27%
117,394
-6,081
-5% -$188K
FDN icon
18
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.81B
$3.46M 1.16%
57,719
+9,609
+20% +$535K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.78B
$3.39M 1.14%
+529,312
New +$3.1M
BSJE
20
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$3.37M 1.13%
126,295
+20,967
+20% +$561K
MO icon
21
Altria Group
MO
$121B
$3.27M 1.1%
85,202
-634
-0.7% -$23.4K
MVV icon
22
ProShares Ultra MidCap400
MVV
$152M
$3.24M 1.09%
153,192
+24,204
+19% +$474K
BSV icon
23
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.2M 1.08%
40,081
+1,922
+5% +$155K
HYG icon
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$3.17M 1.07%
34,181
+8,474
+33% +$787K
BSJF
25
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$3.11M 1.05%
116,107
+35,621
+44% +$958K
1
2 3 4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.