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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$78.2M 19.79%
3,570,280
+281,485
+9% +$6.78M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$28.1M 7.1%
781,064
+14,091
+2% +$522K
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$26.2M 6.64%
653,406
+57,916
+10% +$2.47M
SHY icon
4
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$21.8M 5.52%
256,970
+239,195
+1,346% +$20.3M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$137B
$12.2M 3.07%
110,904
+14,695
+15% +$1.6M
SHV icon
6
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$7.21M 1.82%
+65,319
New +$7.2M
TFI icon
7
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$7.12M 1.8%
147,621
+19,829
+16% +$947K
SPTI icon
8
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$6.87M 1.74%
226,646
+31,528
+16% +$949K
SPSB icon
9
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$6.75M 1.71%
221,294
+31,069
+16% +$948K
SPIB icon
10
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.73M 1.7%
198,143
+28,029
+16% +$949K
XLP icon
11
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$6.45M 1.63%
136,676
+73,209
+115% +$3.56M
T icon
12
AT&T
T
$158B
$5.55M 1.4%
227,608
+82,634
+57% +$2.11M
PFF icon
13
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.15M 1.3%
133,318
+490
+0.4% +$19.2K
AAPL icon
14
Apple
AAPL
$4.73T
$5.14M 1.3%
196,700
+22,564
+13% +$662K
MO icon
15
Altria Group
MO
$121B
$4.5M 1.14%
82,706
+201
+0.2% +$10.8K
IVV icon
16
iShares Core S&P 500 ETF
IVV
$876B
$3.55M 0.9%
18,436
+2,658
+17% +$543K
BSV icon
17
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.5M 0.89%
43,591
-5,017
-10% -$402K
XLV icon
18
State Street Health Care Select Sector SPDR ETF
XLV
$41.6B
$3.42M 0.87%
51,677
+14,296
+38% +$1.04M
BSJG
19
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$3.01M 0.76%
116,304
-6,613
-5% -$173K
BSJF
20
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$3.01M 0.76%
116,257
-5,104
-4% -$133K
HYG icon
21
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.93M 0.74%
35,125
+578
+2% +$50.1K
PIZ icon
22
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$723M
$2.69M 0.68%
119,969
-16,960
-12% -$399K
VOE icon
23
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.58M 0.65%
30,938
+1,430
+5% +$127K
AMLP icon
24
Alerian MLP ETF
AMLP
$13B
$2.53M 0.64%
40,487
+3,802
+10% +$277K
ETP
25
DELISTED
Energy Transfer Partners L.p.
ETP
$2.5M 0.63%
61,271
+7,850
+15% +$381K
1
2 3 4 5

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.