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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$98.7M 15.08%
3,490,737
-126,132
-3% -$3.42M
PDP icon
2
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$35M 5.35%
667,234
-22,584
-3% -$1.15M
SPLV icon
3
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$33.8M 5.17%
709,461
-119
-0% -$5.61K
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$30M 4.58%
1,175,449
+118,778
+11% +$3.03M
BX icon
5
Blackstone
BX
$148B
$15.5M 2.37%
467,259
-47,777
-9% -$1.56M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$13.9M 2.13%
127,610
+6,501
+5% +$711K
QQQ icon
7
Invesco QQQ Trust
QQQ
$461B
$10.7M 1.63%
67,577
+4,090
+6% +$624K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$9.02M 1.38%
33,534
-4,997
-13% -$1.3M
ABBV icon
9
AbbVie
ABBV
$452B
$8.52M 1.3%
86,556
-4,819
-5% -$454K
CAT icon
10
Caterpillar
CAT
$416B
$8M 1.22%
50,521
+2,904
+6% +$403K
AAPL icon
11
Apple
AAPL
$4.74T
$7.75M 1.18%
181,260
-22,196
-11% -$928K
IFV icon
12
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$7.08M 1.08%
309,427
-11,741
-4% -$256K
T icon
13
AT&T
T
$159B
$6.55M 1%
224,681
+8,304
+4% +$227K
FVD icon
14
First Trust Value Line Dividend Fund
FVD
$8.19B
$5.8M 0.89%
187,873
+59,471
+46% +$1.81M
MO icon
15
Altria Group
MO
$121B
$5.53M 0.84%
77,558
-1,354
-2% -$90.7K
CVX icon
16
Chevron
CVX
$394B
$4.75M 0.73%
37,283
+295
+0.8% +$35K
DIA icon
17
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$4.53M 0.69%
18,169
+4,408
+32% +$1.04M
PFF icon
18
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.52M 0.69%
118,747
-16,339
-12% -$627K
DWIN
19
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.99M 0.61%
148,474
+2,550
+2% +$69K
PIE icon
20
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$278M
$3.94M 0.6%
185,199
-14,727
-7% -$293K
INTC icon
21
Intel
INTC
$515B
$3.91M 0.6%
85,991
+5,255
+7% +$229K
IYJ icon
22
iShares US Industrials ETF
IYJ
$1.98B
$3.9M 0.6%
52,674
-4,192
-7% -$299K
PIZ icon
23
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$723M
$3.58M 0.55%
126,773
-3,022
-2% -$82.7K
VZ icon
24
Verizon
VZ
$185B
$3.52M 0.54%
66,717
-3,066
-4% -$151K
XLF icon
25
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$3.51M 0.54%
124,208
-1,535
-1% -$41.3K
1
2 3 4 5

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.