We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$83.5M 15.05%
3,500,814
+20,561
+0.6% +$493K
PDP icon
2
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$29.6M 5.34%
661,320
+2,335
+0.4% +$103K
SPLV icon
3
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$29.6M 5.33%
680,206
-6,280
-0.9% -$268K
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$25.1M 4.52%
+1,002,986
New +$24.9M
BX icon
5
Blackstone
BX
$148B
$13.4M 2.41%
453,883
+98,833
+28% +$2.97M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$11.5M 2.07%
105,773
-4,410
-4% -$477K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$8.46M 1.53%
35,958
+1,118
+3% +$260K
AAPL icon
8
Apple
AAPL
$4.74T
$8.04M 1.45%
223,724
-10,064
-4% -$331K
T icon
9
AT&T
T
$158B
$6.64M 1.2%
211,538
+4,917
+2% +$155K
QQQ icon
10
Invesco QQQ Trust
QQQ
$461B
$6.31M 1.14%
47,718
+12,021
+34% +$1.54M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.08M 1.1%
157,217
+3,890
+3% +$149K
MO icon
12
Altria Group
MO
$121B
$6.07M 1.09%
84,878
-1,054
-1% -$76.3K
IFV icon
13
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$5.88M 1.06%
307,344
+293,488
+2,118% +$5.5M
IVV icon
14
iShares Core S&P 500 ETF
IVV
$876B
$4.48M 0.81%
18,946
+1,133
+6% +$265K
ABBV icon
15
AbbVie
ABBV
$452B
$4.41M 0.79%
67,777
+51,057
+305% +$3.21M
XLY icon
16
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$4.08M 0.74%
93,536
-22,584
-19% -$967K
CVX icon
17
Chevron
CVX
$393B
$3.72M 0.67%
34,389
+18,563
+117% +$2.08M
DVY icon
18
iShares Select Dividend ETF
DVY
$23.7B
$3.7M 0.67%
40,619
+9,406
+30% +$852K
XLI icon
19
State Street Industrial Select Sector SPDR ETF
XLI
$33.8B
$3.62M 0.65%
55,767
-20,143
-27% -$1.3M
BMY icon
20
Bristol-Myers Squibb
BMY
$125B
$3.53M 0.64%
65,532
+15,991
+32% +$877K
IYJ icon
21
iShares US Industrials ETF
IYJ
$1.98B
$3.48M 0.63%
55,342
+15,928
+40% +$995K
GE icon
22
GE Aerospace
GE
$360B
$3.44M 0.62%
24,078
+4,128
+21% +$598K
XLE icon
23
State Street Energy Select Sector SPDR ETF
XLE
$40B
$3.44M 0.62%
98,382
-22,004
-18% -$795K
VZ icon
24
Verizon
VZ
$185B
$3.42M 0.62%
70,030
-1,150
-2% -$57.7K
DWIN
25
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.41M 0.61%
121,761
+2,774
+2% +$77.2K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.