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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
(-39%)
Cap. Flow
-$223M
Cap. Flow
% of AUM
-73.34%
Top 10 Holdings %
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$4.81M |
| 2 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$3.69M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$3.6M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$2.72M |
| 5 |
Caterpillar
CAT
|
+$2.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$56.8M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.9M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.9M |
| 4 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$19.5M |
| 5 |
Apple
AAPL
|
+$11.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 9.72% |
| 2 | Consumer Discretionary | 8.22% |
| 3 | Healthcare | 6.15% |
| 4 | Technology | 5.24% |
| 5 | Communication Services | 5.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Amazon
AMZN
$2.52T
| $10.5M | 3.47% |
114,080
+15,860
| +16% | +$1.32M |
|
|
2
Invesco S&P 500 Equal Weight ETF
RSP
$95.4B
| $8.29M | 2.73% |
77,394
+47,645
| +160% | +$4.81M |
|
|
3
iShares Core S&P 500 ETF
IVV
$875B
| $5.38M | 1.77% |
18,511
+9,938
| +116% | +$2.72M |
|
|
4
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
| $4.67M | 1.54% |
60,876
+50,936
| +512% | +$3.69M |
|
|
5
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $4.6M | 1.51% |
120,632
+105,124
| +678% | +$3.6M |
|
|
6
Caterpillar
CAT
$416B
| $4.55M | 1.5% |
32,512
+20,112
| +162% | +$2.67M |
|
7
iShares US Technology ETF
IYW
$24.1B
| $4.42M | 1.45% |
91,820
+7,872
| +9% | +$350K |
|
8
Verizon
VZ
$185B
| $4.37M | 1.44% |
73,819
+14,529
| +25% | +$823K |
|
9
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
| $4.15M | 1.37% |
143,772
+69,714
| +94% | +$1.94M |
|
10
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $3.86M | 1.27% |
11,040
+1,201
| +12% | +$404K |
|
11
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $3.85M | 1.27% |
76,456
+25,389
| +50% | +$1.28M |
|
12
Boeing
BA
$164B
| $3.83M | 1.26% |
10,225
+3,588
| +54% | +$1.38M |
|
13
iShares US Consumer Discretionary ETF
IYC
$1.11B
| $3.65M | 1.2% |
70,888
+6,684
| +10% | +$329K |
|
14
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
| $3.46M | 1.14% |
13,151
+1,251
| +11% | +$315K |
|
15
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $3.23M | 1.06% |
22,637
+4,886
| +28% | +$651K |
|
16
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
| $3.22M | 1.06% |
62,695
+12,295
| +24% | +$629K |
|
17
Altria Group
MO
$121B
| $3.15M | 1.04% |
56,955
+12
| +0% | +$613 |
|
18
Analog Devices
ADI
$185B
| $3.12M | 1.03% |
28,676
+5,980
| +26% | +$600K |
|
19
Broadcom
AVGO
$1.87T
| $2.94M | 0.97% |
97,280
+9,070
| +10% | +$246K |
|
20
Globus Medical
GMED
$10.2B
| $2.93M | 0.96% |
61,355
| – | – |
|
21
Meta Platforms (Facebook)
META
$1.54T
| $2.92M | 0.96% |
16,692
+2,931
| +21% | +$466K |
|
22
Alphabet (Google) Class C
GOOG
$3.88T
| $2.84M | 0.94% |
47,200
-10,320
| -18% | -$579K |
|
23
Chevron
CVX
$394B
| $2.81M | 0.92% |
22,189
+3,176
| +17% | +$376K |
|
24
Honeywell
HON
$78.5B
| $2.77M | 0.91% |
18,273
+3,355
| +22% | +$469K |
|
25
Vanguard Total Stock Market ETF
VTI
$654B
| $2.7M | 0.89% |
18,312
+3,966
| +28% | +$553K |
|
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Prospera Financial Services's Q1 2019 Portfolio in Review
As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.
- Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
- Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
- Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
- Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
- Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
- Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
- Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.
Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.