PFS
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Prospera Financial Services’s Caterpillar CAT Stock Holding History

Prospera Financial Services’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$104M Buy
97,568
+2,124
+2% +$1.87M 1.51% 5
2026
Q1 		$67.6M Buy
95,444
+6,994
+8% +$4.84M 1.09% 12
2025
Q4 		$50.7M Buy
88,450
+16,785
+23% +$9.33M 0.83% 18
2025
Q3 		$34.2M Sell
71,665
-3,385
-5% -$1.45M 0.58% 29
2025
Q2 		$29.1M Sell
75,050
-30,557
-29% -$10.2M 0.54% 35
2025
Q1 		$34.8M Buy
105,607
+1,921
+2% +$684K 0.8% 17
2024
Q4 		$37.6M Buy
103,686
+8,066
+8% +$3.13M 0.88% 16
2024
Q3 		$37.4M Buy
95,620
+7,293
+8% +$2.52M 0.96% 13
2024
Q2 		$29.4M Buy
88,327
+53,519
+154% +$18.6M 0.82% 18
2024
Q1 		$12.8M Sell
34,808
-2,392
-6% -$765K 0.38% 52
2023
Q4 		$11M Buy
37,200
+2,411
+7% +$625K 0.36% 52
2023
Q3 		$9.5M Sell
34,789
-3,146
-8% -$853K 0.37% 52
2023
Q2 		$9.34M Buy
37,935
+1,353
+4% +$302K 0.36% 58
2023
Q1 		$8.37M Buy
36,582
+2,092
+6% +$506K 0.34% 60
2022
Q4 		$8.26M Sell
34,490
-4,181
-11% -$910K 0.41% 52
2022
Q3 		$6.35M Buy
38,671
+4,047
+12% +$739K 0.33% 63
2022
Q2 		$6.19M Sell
34,624
-2,357
-6% -$497K 0.32% 65
2022
Q1 		$8.24M Buy
36,981
+7,859
+27% +$1.65M 0.35% 43
2021
Q4 		$6.02M Buy
29,122
+2,316
+9% +$466K 0.26% 86
2021
Q3 		$5.15M Sell
26,806
-1,865
-7% -$388K 0.26% 92
2021
Q2 		$6.24M Buy
28,671
+8,356
+41% +$1.93M 0.31% 63
2021
Q1 		$4.71M Sell
20,315
-616
-3% -$128K 0.28% 76
2020
Q4 		$3.81M Buy
+20,931
New +$3.55M 0.26% 82
2020
Q3 		– Sell
-22,159
Closed -$2.8M – 1618
2020
Q2 		$2.8M Buy
22,159
+1,745
+9% +$207K 0.25% 100
2020
Q1 		$2.37M Buy
20,414
+2,943
+17% +$376K 0.25% 94
2019
Q4 		$2.58M Buy
17,471
+1,139
+7% +$159K 0.2% 122
2019
Q3 		$2.06M Sell
16,332
-135
-0.8% -$17.2K 0.21% 102
2019
Q2 		$2.24M Sell
16,467
-16,045
-49% -$2.12M 0.25% 84
2019
Q1 		$4.55M Buy
32,512
+20,112
+162% +$2.67M 1.5% 6
2018
Q4 		$1.58M Buy
12,400
+4,201
+51% +$547K 0.32% 73
2018
Q3 		$1.13M Sell
8,199
-41,385
-83% -$5.85M 0.21% 114
2018
Q2 		$6.7M Sell
49,584
-2,924
-6% -$437K 0.91% 14
2018
Q1 		$7.64M Buy
52,508
+1,987
+4% +$314K 1.07% 10
2017
Q4 		$8M Buy
50,521
+2,904
+6% +$403K 1.22% 10
2017
Q3 		$5.99M Buy
47,617
+113
+0.2% +$13K 0.91% 13
2017
Q2 		$5.04M Buy
47,504
+20,552
+76% +$2.09M 0.81% 15
2017
Q1 		$2.53M Buy
26,952
+18,457
+217% +$1.75M 0.46% 46
2016
Q4 		$788K Buy
8,495
+2,829
+50% +$256K 0.15% 123
2016
Q3 		$503K Buy
5,666
+845
+18% +$69.1K 0.1% 183
2016
Q2 		$366K Buy
4,821
+1,211
+34% +$90.7K 0.08% 216
2016
Q1 		$276K Buy
+3,610
New +$242K 0.06% 228
2015
Q4 		– Sell
-3,902
Closed -$209K – 303
2015
Q3 		$209K Sell
3,902
-1,278
-25% -$97.8K 0.05% 251
2015
Q2 		$380K Buy
5,180
+1,052
+25% +$90.5K 0.09% 166
2015
Q1 		$274K Sell
4,128
-2,969
-42% -$247K 0.06% 230
2014
Q4 		$650K Buy
7,097
+79
+1% +$7.69K 0.16% 104
2014
Q3 		$626K Buy
7,018
+3,517
+100% +$373K 0.17% 96
2014
Q2 		$380K Sell
3,501
-518
-13% -$54.4K 0.1% 158
2014
Q1 		$290K Sell
4,019
-2,523
-39% -$238K 0.09% 173
2013
Q4 		$594K Buy
6,542
+697
+12% +$59.5K 0.2% 79
2013
Q3 		$490K Buy
5,845
+770
+15% +$65.1K 0.19% 106
2013
Q2 		$420K Buy
+5,075
New +$432K 0.19% 115

Other funds holding CAT

Swedbank
Swedbank Stockholm, Sweden $116B AUM 46.87% 1-Year Est. Return
Handelsbanken Fonder
Handelsbanken Fonder Stockholm, Sweden $35.1B AUM 47.76% 1-Year Est. Return
SFA
Sequoia Financial Advisors Akron, Ohio $20.1B AUM 24.77% 1-Year Est. Return
CNB
Czech National Bank Prague, Czech Republic $18.3B AUM 43.04% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
QCM
QRG Capital Management Chicago, Illinois $12.1B AUM 44.98% 1-Year Est. Return
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System Harrisburg, Pennsylvania $20.6B AUM 37.37% 1-Year Est. Return
ORIO
Old Republic International (ORI) Chicago, Illinois $2.67B AUM 26.94% 1-Year Est. Return
OIAM
OFI Invest Asset Management Paris, France $10B AUM 48.47% 1-Year Est. Return
FWIA
Fort Washington Investment Advisors Cincinnati, Ohio $19.9B AUM 22.19% 1-Year Est. Return

Prospera Financial Services's CAT Position: Q2 2026 in Review

Prospera Financial Services increased its Caterpillar (CAT) stake by 2.2% in Q2 2026, buying an estimated $1.87M and bringing the position to 97,568 shares worth $104M. The position accounts for 1.51% of the portfolio, ranked #5.

Prospera Financial Services first reported a position in CAT in Q2 2013 and has held it in 51 quarters since. 736 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

  • Prospera Financial Services held 97,568 shares of Caterpillar worth $104M as of Q2 2026.
  • Prospera Financial Services bought 2,124 Caterpillar shares in Q2 2026, an estimated $1.87M.
  • Caterpillar made up 1.51% of Prospera Financial Services's portfolio in Q2 2026, its #5 holding.
  • Prospera Financial Services first reported a position in Caterpillar in Q2 2013 and has held it in 51 quarters since.
  • 736 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Prospera Financial Services's 13F filing for Q2 2026, filed 15 Jul 2026.