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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$120M 5.01%
685,138
+16,731
+3% +$2.81M
FV icon
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$104M 4.36%
2,183,250
-288,307
-12% -$13.7M
MSFT icon
3
Microsoft
MSFT
$2.81T
$48.8M 2.04%
158,291
+10,434
+7% +$3.14M
QQQ icon
4
Invesco QQQ Trust
QQQ
$458B
$41.7M 1.75%
114,887
-35,597
-24% -$12.6M
FVD icon
5
First Trust Value Line Dividend Fund
FVD
$8.2B
$38.9M 1.63%
919,918
+1,058
+0.1% +$44K
NVDA icon
6
NVIDIA
NVDA
$5.02T
$37.4M 1.57%
1,371,030
+68,680
+5% +$1.72M
PDP icon
7
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$37M 1.55%
456,695
-12,026
-3% -$976K
BX icon
8
Blackstone
BX
$149B
$33M 1.38%
260,137
+16,025
+7% +$1.95M
SPLV icon
9
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$33M 1.38%
491,359
-58,912
-11% -$3.83M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$29.6M 1.24%
65,477
-9,954
-13% -$4.43M
AMZN icon
11
Amazon
AMZN
$2.5T
$24.4M 1.02%
149,500
-16,200
-10% -$2.5M
RDVY icon
12
First Trust Rising Dividend Achievers ETF
RDVY
$24.1B
$22.4M 0.94%
456,953
+123,447
+37% +$6.16M
JEPI icon
13
JPMorgan Equity Premium Income ETF
JEPI
$45B
$21.4M 0.9%
349,309
+339,024
+3,296% +$20.5M
PG icon
14
Procter & Gamble
PG
$343B
$20M 0.84%
130,613
+3,734
+3% +$584K
AGG icon
15
iShares Core US Aggregate Bond ETF
AGG
$137B
$18.4M 0.77%
171,852
-2,681
-2% -$295K
PDBC icon
16
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.87B
$17.5M 0.73%
990,406
+889,421
+881% +$14.3M
XOM icon
17
ExxonMobil
XOM
$654B
$17.3M 0.72%
209,462
+37,203
+22% +$2.89M
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$16.5M 0.69%
581,511
+472,774
+435% +$12.4M
GOOGL icon
19
Alphabet (Google) Class A
GOOGL
$3.88T
$14.4M 0.6%
103,420
+8,880
+9% +$1.21M
JPM icon
20
JPMorgan Chase
JPM
$924B
$13.8M 0.58%
100,828
-10,497
-9% -$1.55M
JNJ icon
21
Johnson & Johnson
JNJ
$624B
$11M 0.46%
62,130
-3,027
-5% -$515K
VTIP icon
22
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$11M 0.46%
215,146
+125,490
+140% +$6.44M
DIA icon
23
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$11M 0.46%
31,647
+6,288
+25% +$2.18M
CVX icon
24
Chevron
CVX
$392B
$10.8M 0.45%
66,451
+6,620
+11% +$949K
IVV icon
25
iShares Core S&P 500 ETF
IVV
$873B
$10.7M 0.45%
23,602
+2,068
+10% +$925K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.