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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$420M
AUM Growth
-$28.8M
Cap. Flow
-$25.1M
Cap. Flow %
-5.97%
Top 10 Hldgs %
43.4%
Holding
353
New
31
Increased
108
Reduced
133
Closed
52

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.6M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$8.51M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.88M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$5.83M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
IYE icon
iShares US Energy ETF
IYE
+$15.7M
3
GG
Goldcorp Inc
GG
+$14.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.7M
5
EXP icon
Eagle Materials
EXP
+$7.3M

Sector Composition

Rank Sector Weight
1 Energy 3.91%
2 Technology 3.9%
3 Consumer Staples 2.73%
4 Healthcare 2.69%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$80.3M 19.11%
3,288,795
+1,014,496
+45% +$24.6M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$28.1M 6.69%
766,973
+261,364
+52% +$9.8M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$25.6M 6.1%
595,490
+196,080
+49% +$8.51M
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$137B
$10.5M 2.49%
96,209
+30,704
+47% +$3.38M
XLY icon
5
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
$7.28M 1.73%
190,446
-332,002
-64% -$12.7M
RSP icon
6
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$7.09M 1.69%
88,891
-4,725
-5% -$387K
TFI icon
7
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$6.06M 1.44%
127,792
+43,118
+51% +$2.06M
SPTI icon
8
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$5.86M 1.39%
+195,118
New +$5.88M
SPSB icon
9
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$5.82M 1.39%
+190,225
New +$5.83M
SPIB icon
10
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$5.78M 1.37%
+170,114
New +$5.83M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.2M 1.24%
132,828
-1,799
-1% -$71.4K
AAPL icon
12
Apple
AAPL
$4.71T
$5.13M 1.22%
174,136
-24,296
-12% -$777K
IYF icon
13
iShares US Financials ETF
IYF
$4.34B
$4.73M 1.12%
+105,326
New +$4.77M
IYH icon
14
iShares US Healthcare ETF
IYH
$3.08B
$4.48M 1.07%
141,100
+132,935
+1,628% +$4.18M
IYE icon
15
iShares US Energy ETF
IYE
$1.75B
$4.31M 1.02%
101,619
-349,279
-77% -$15.7M
MO icon
16
Altria Group
MO
$121B
$4.04M 0.96%
82,505
-15,985
-16% -$810K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$4M 0.95%
19,453
-1,080
-5% -$227K
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.9M 0.93%
48,608
-1,106
-2% -$88.8K
T icon
19
AT&T
T
$159B
$3.85M 0.92%
144,974
+5,226
+4% +$135K
XLK icon
20
State Street Technology Select Sector SPDR ETF
XLK
$116B
$3.45M 0.82%
166,512
+129,804
+354% +$2.77M
PIZ icon
21
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$720M
$3.27M 0.78%
136,929
+49,209
+56% +$1.25M
IVV icon
22
iShares Core S&P 500 ETF
IVV
$873B
$3.27M 0.78%
15,778
-1,158
-7% -$245K
GG
23
DELISTED
Goldcorp Inc
GG
$3.26M 0.78%
201,312
-792,495
-80% -$14.4M
PIE icon
24
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$274M
$3.26M 0.77%
179,769
+63,730
+55% +$1.19M
EFA icon
25
iShares MSCI EAFE ETF
EFA
$76B
$3.25M 0.77%
51,165
-376
-0.7% -$25K
1
2 3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Prospera Financial Services held 353 positions worth $420M, down 6.4% from $449M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Prospera Financial Services withdrew a net $25.1M in Q2 2015, closing 52 positions and reducing 133 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, up from 3.9% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Prospera Financial Services opened a new position in State Street SPDR Portfolio Intermediate Term Treasury ETF worth $5.86M.

  • Prospera Financial Services's largest Q2 2015 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 195,118 shares worth $5.86M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $24.6M increase.
  • Prospera Financial Services's biggest Q2 2015 reduction was iShares US Energy ETF, cutting an estimated $15.7M.
  • Prospera Financial Services fully exited iShares 0-1 Year Treasury Bond ETF in Q2 2015, selling an estimated $41M.
  • Prospera Financial Services's ten largest holdings make up 43% of its $420M portfolio in Q2 2015.
  • Prospera Financial Services opened 31 new positions and closed 52 in Q2 2015.
  • Prospera Financial Services's portfolio value fell 6.4% quarter-over-quarter to $420M.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.