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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.22%
2 Technology 16.2%
3 Financials 6.2%
4 Healthcare 4.95%
5 Industrials 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.67T
$140M 3.89%
664,209
+7,383
+1% +$1.38M
NVDA icon
2
NVIDIA
NVDA
$5.56T
$126M 3.5%
1,017,678
-33,482
-3% -$3.39M
MSFT icon
3
Microsoft
MSFT
$3.71T
$81.8M 2.28%
182,941
+9,298
+5% +$3.93M
QQQ icon
4
Invesco QQQ Trust
QQQ
$490B
$67.4M 1.87%
140,669
-7,262
-5% -$3.27M
AMZN icon
5
Amazon
AMZN
$2.79T
$54M 1.5%
279,357
+62,318
+29% +$11.4M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$53.3M 1.48%
97,963
-1,117
-1% -$585K
FV icon
7
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$51.9M 1.44%
906,578
-47,762
-5% -$2.66M
XOM icon
8
ExxonMobil
XOM
$656B
$48.2M 1.34%
419,042
+14,366
+4% +$1.67M
RDVY icon
9
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$47.3M 1.32%
863,996
+37,791
+5% +$2.07M
FTSM icon
10
First Trust Enhanced Short Maturity ETF
FTSM
$6.55B
$38M 1.06%
637,222
-392,651
-38% -$23.4M
FIXD icon
11
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.19B
$36.9M 1.03%
856,655
+261,794
+44% +$11.2M
PG icon
12
Procter & Gamble
PG
$340B
$36.3M 1.01%
220,217
+6,772
+3% +$1.11M
FVD icon
13
First Trust Value Line Dividend Fund
FVD
$8.16B
$34M 0.94%
833,526
-129,294
-13% -$5.34M
SSUS icon
14
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$581M
$33.7M 0.94%
853,704
+48,636
+6% +$1.86M
AVGO icon
15
Broadcom
AVGO
$1.7T
$33.4M 0.93%
207,700
+18,820
+10% +$2.64M
IVV icon
16
iShares Core S&P 500 ETF
IVV
$875B
$33.1M 0.92%
60,463
-28,983
-32% -$15.2M
BX icon
17
Blackstone
BX
$102B
$30.3M 0.84%
244,822
+8,714
+4% +$1.07M
CAT icon
18
Caterpillar
CAT
$374B
$29.4M 0.82%
88,327
+53,519
+154% +$18.6M
JPM icon
19
JPMorgan Chase
JPM
$953B
$29M 0.81%
143,223
+7,066
+5% +$1.38M
SPYG icon
20
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.6B
$27.9M 0.77%
347,743
-1,879
-0.5% -$140K
FTCS icon
21
First Trust Capital Strength ETF
FTCS
$7.85B
$25.8M 0.72%
306,392
-41,908
-12% -$3.5M
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.14T
$25.5M 0.71%
140,236
+18,889
+16% +$3.18M
JEPI icon
23
JPMorgan Equity Premium Income ETF
JEPI
$46.1B
$24.5M 0.68%
432,006
-11,496
-3% -$650K
FPE icon
24
First Trust Preferred Securities and Income ETF
FPE
$6.28B
$24.3M 0.68%
1,401,320
+292,713
+26% +$5.05M
VTV icon
25
Vanguard Morningstar Value ETF
VTV
$194B
$23.4M 0.65%
146,003
-39,888
-21% -$6.38M
1
2 3 4 5

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DTC
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NPT
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EWM
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RCWMU
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CA
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CI
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LIP
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Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.