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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
(-7.6%)
Cap. Flow
+$2.65B
Cap. Flow
% of AUM
534.21%
Top 10 Holdings %
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$2.63B |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$7.26M |
| 3 |
Apple
AAPL
|
+$2.77M |
| 4 |
Blackstone
BX
|
+$2.72M |
| 5 |
iShares US Healthcare ETF
IYH
|
+$2.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
|
+$2.77M |
| 2 |
iShares US Industrials ETF
IYJ
|
+$2.66M |
| 3 |
DuPont de Nemours
DD
|
+$2.39M |
| 4 |
iShares US Financials ETF
IYF
|
+$2.23M |
| 5 |
AbbVie
ABBV
|
+$1.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.21% |
| 2 | Financials | 4.98% |
| 3 | Healthcare | 4.13% |
| 4 | Communication Services | 3.67% |
| 5 | Industrials | 3.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
| $56.8M | 11.46% |
2,222,619
+49,000
| +2% | +$1.33M |
|
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
| $21.9M | 4.41% |
470,793
+9,375
| +2% | +$455K |
|
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
| $19.9M | 4.01% |
412,082
-19,854
| -5% | -$1.04M |
|
|
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
| $19.5M | 3.93% |
870,201
-30,528
| -3% | -$693K |
|
|
5
Apple
AAPL
$4.71T
| $11.8M | 2.38% |
303,380
+57,220
| +23% | +$2.77M |
|
6
State Street SPDR S&P 500 ETF Trust
SPY
$775B
| $9.6M | 1.94% |
38,300
+6,216
| +19% | +$1.68M |
|
7
iShares Core US Aggregate Bond ETF
AGG
$137B
| $9.53M | 1.92% |
89,360
-2,295
| -3% | -$241K |
|
|
8
Invesco QQQ Trust
QQQ
$458B
| $8.99M | 1.81% |
15,790,324
+15,744,914
| +34,673% | +$2.63B |
|
9
Amazon
AMZN
$2.51T
| $7.45M | 1.5% |
98,220
+22,720
| +30% | +$1.89M |
|
|
10
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
| $7.3M | 1.47% |
+87,360
| New | +$7.26M |
|
11
First Trust Value Line Dividend Fund
FVD
$8.19B
| $6.59M | 1.33% |
226,134
+27,664
| +14% | +$850K |
|
12
AT&T
T
$159B
| $5.63M | 1.14% |
256,704
+10,909
| +4% | +$254K |
|
13
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
| $3.88M | 0.78% |
165,898
+12,648
| +8% | +$320K |
|
14
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
| $3.7M | 0.75% |
206,634
-9,563
| -4% | -$175K |
|
15
Microsoft
MSFT
$2.83T
| $3.64M | 0.73% |
35,801
+1,501
| +4% | +$161K |
|
16
iShares Select Dividend ETF
DVY
$23.6B
| $3.42M | 0.69% |
38,236
+23,639
| +162% | +$2.26M |
|
17
iShares US Technology ETF
IYW
$23.9B
| $3.36M | 0.68% |
83,948
-1,656
| -2% | -$71.7K |
|
18
Verizon
VZ
$184B
| $3.33M | 0.67% |
59,290
+1,337
| +2% | +$75.9K |
|
|
19
Blackstone
BX
$151B
| $3.27M | 0.66% |
109,840
+82,387
| +300% | +$2.72M |
|
|
20
iShares US Healthcare ETF
IYH
$3.08B
| $3.21M | 0.65% |
88,710
+70,505
| +387% | +$2.7M |
|
21
Alphabet (Google) Class C
GOOG
$3.89T
| $3.02M | 0.61% |
57,520
+19,860
| +53% | +$1.06M |
|
22
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $2.98M | 0.6% |
9,839
+241
| +3% | +$80.2K |
|
23
Walmart Inc
WMT
$861B
| $2.97M | 0.6% |
95,577
+6,624
| +7% | +$212K |
|
24
iShares US Consumer Discretionary ETF
IYC
$1.11B
| $2.91M | 0.59% |
64,204
+1,040
| +2% | +$50.6K |
|
25
JPMorgan Chase
JPM
$926B
| $2.88M | 0.58% |
29,210
+2,330
| +9% | +$248K |
|
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Prospera Financial Services's Q4 2018 Portfolio in Review
As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.
- Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
- Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
- Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
- Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
- Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
- Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
- Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.
Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.