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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.21%
2 Energy 4.64%
3 Technology 3.28%
4 Communication Services 2.84%
5 Consumer Staples 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$24.7M 6.65%
1,213,713
+133,043
+12% +$2.68M
IYH icon
2
iShares US Healthcare ETF
IYH
$3.7B
$18M 4.84%
668,065
+54,955
+9% +$1.45M
XLF icon
3
State Street Financial Select Sector SPDR ETF
XLF
$55B
$17.8M 4.81%
876,806
+101,787
+13% +$2.05M
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$17.7M 4.76%
391,457
+70,174
+22% +$3.15M
IYW icon
5
iShares US Technology ETF
IYW
$25.1B
$17.5M 4.72%
695,644
+69,356
+11% +$1.73M
IYJ icon
6
iShares US Industrials ETF
IYJ
$1.98B
$17.5M 4.71%
345,586
+68,360
+25% +$3.51M
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$17.4M 4.69%
+522,006
New +$17.6M
XLB icon
8
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$17.3M 4.67%
699,234
+89,288
+15% +$2.23M
SPLV icon
9
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$9.71M 2.62%
279,751
+24,241
+9% +$849K
EXP icon
10
Eagle Materials
EXP
$5.97B
$8.28M 2.23%
81,292
-5,725
-7% -$556K
PDP icon
11
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$8.16M 2.2%
217,854
+25,487
+13% +$1M
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$12.9B
$5.09M 1.37%
128,919
-17,026
-12% -$675K
IVV icon
13
iShares Core S&P 500 ETF
IVV
$875B
$4.75M 1.28%
23,949
-4,682
-16% -$932K
MO icon
14
Altria Group
MO
$115B
$4.69M 1.26%
102,031
+14,693
+17% +$629K
T icon
15
AT&T
T
$176B
$4.25M 1.14%
160,866
+41,601
+35% +$1.11M
AAPL icon
16
Apple
AAPL
$4.67T
$3.9M 1.05%
179,552
+29,300
+20% +$719K
IJH icon
17
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.85M 1.04%
142,765
+24,895
+21% +$702K
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$46.5B
$3.79M 1.02%
47,283
-641
-1% -$51.4K
AMLP icon
19
Alerian MLP ETF
AMLP
$13.5B
$3.52M 0.95%
36,983
+1,467
+4% +$139K
BSJF
20
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$3.31M 0.89%
125,073
+3,054
+3% +$81.4K
BSJE
21
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$3.3M 0.89%
124,935
+151
+0.1% +$3.99K
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.25M 0.88%
29,815
+3,738
+14% +$408K
HYG icon
23
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$3.09M 0.83%
33,576
-345
-1% -$32.3K
ETP
24
DELISTED
Energy Transfer Partners L.p.
ETP
$3.03M 0.82%
47,693
+50
+0.1% +$2.89K
CWB icon
25
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.79M 0.75%
56,245
+8,280
+17% +$417K
1
2 3 4 5

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DTC
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NPT
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EWM
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RCWMU
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CA
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CI
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LIP
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Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 76% a quarter earlier, followed by Energy and Technology.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.