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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$93.9M 20.6%
3,999,165
+428,885
+12% +$9.93M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$33M 7.23%
854,988
+73,924
+9% +$2.82M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$29.9M 6.56%
722,692
+69,286
+11% +$2.91M
AAPL icon
4
Apple
AAPL
$4.7T
$15.2M 3.32%
575,744
+379,044
+193% +$10.8M
AGG icon
5
iShares Core US Aggregate Bond ETF
AGG
$137B
$13.5M 2.95%
124,592
+13,688
+12% +$1.49M
XLP icon
6
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$9.54M 2.09%
188,957
+52,281
+38% +$2.6M
TFI icon
7
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$8.08M 1.77%
165,760
+18,139
+12% +$877K
SPTI icon
8
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$7.67M 1.68%
254,742
+28,096
+12% +$846K
SPSB icon
9
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$7.57M 1.66%
248,946
+27,652
+12% +$844K
SPIB icon
10
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$7.45M 1.63%
222,980
+24,837
+13% +$840K
XLY icon
11
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$7.19M 1.58%
183,982
+163,090
+781% +$6.47M
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$116B
$6.45M 1.41%
301,220
+289,906
+2,562% +$6.24M
T icon
13
AT&T
T
$159B
$5.92M 1.3%
227,803
+195
+0.1% +$4.95K
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.34M 1.17%
137,468
+4,150
+3% +$162K
SHY icon
15
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$5.22M 1.15%
61,923
-195,047
-76% -$16.5M
DAL icon
16
Delta Air Lines
DAL
$53.6B
$5.22M 1.14%
+102,905
New +$5.09M
MO icon
17
Altria Group
MO
$120B
$4.79M 1.05%
82,232
-474
-0.6% -$27.5K
IVV icon
18
iShares Core S&P 500 ETF
IVV
$873B
$4.4M 0.96%
21,455
+3,019
+16% +$624K
AAL icon
19
American Airlines Group
AAL
$8.92B
$4.08M 0.9%
+96,382
New +$4.18M
BSV icon
20
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.69M 0.81%
46,381
+2,790
+6% +$223K
PIZ icon
21
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$721M
$3.01M 0.66%
127,038
+7,069
+6% +$166K
BSJG
22
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.95M 0.65%
114,102
-2,202
-2% -$57.2K
NFLX icon
23
Netflix
NFLX
$289B
$2.88M 0.63%
251,350
+197,050
+363% +$2.25M
XLI icon
24
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$2.81M 0.62%
+52,916
New +$2.84M
QQQ icon
25
Invesco QQQ Trust
QQQ
$459B
$2.78M 0.61%
24,853
+12,649
+104% +$1.41M
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.