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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$107M 7.36%
2,640,009
+2,588,066
+4,983% +$97M
AAPL icon
2
Apple
AAPL
$4.7T
$76M 5.24%
573,078
+552,146
+2,638% +$66.4M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$40M 2.76%
456,071
+453,131
+15,413% +$37.1M
QQQ icon
4
Invesco QQQ Trust
QQQ
$459B
$36.1M 2.49%
115,095
+101,547
+750% +$29.8M
DWFI
5
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$32.6M 2.25%
1,242,012
+1,239,602
+51,436% +$31.2M
SPLV icon
6
Invesco S&P 500 Low Volatility ETF
SPLV
$7.1B
$31.5M 2.17%
560,155
+549,018
+4,930% +$30.1M
MSFT icon
7
Microsoft
MSFT
$2.83T
$25.6M 1.77%
115,238
+112,521
+4,141% +$24.2M
FVD icon
8
First Trust Value Line Dividend Fund
FVD
$8.18B
$23.6M 1.62%
671,642
+616,969
+1,128% +$20.9M
AMZN icon
9
Amazon
AMZN
$2.52T
$20.5M 1.41%
126,060
+103,020
+447% +$16.4M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$137B
$20M 1.38%
169,381
+165,470
+4,231% +$19.5M
BX icon
11
Blackstone
BX
$150B
$18.7M 1.29%
289,273
+73,681
+34% +$4.29M
BA icon
12
Boeing
BA
$163B
$17.7M 1.22%
82,541
+9,201
+13% +$1.77M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$14M 0.97%
37,516
+28,310
+308% +$10M
TSLA icon
14
Tesla
TSLA
$1.21T
$12M 0.83%
50,985
+47,772
+1,487% +$8.15M
PG icon
15
Procter & Gamble
PG
$340B
$10.7M 0.74%
76,756
+75,299
+5,168% +$10.5M
JPM icon
16
JPMorgan Chase
JPM
$924B
$9.77M 0.67%
76,835
+57,312
+294% +$6.41M
WMT icon
17
Walmart Inc
WMT
$858B
$8.99M 0.62%
187,110
+141,126
+307% +$6.85M
UPS icon
18
United Parcel Service
UPS
$96.9B
$8.17M 0.56%
48,510
+48,031
+10,027% +$8.11M
NVDA icon
19
NVIDIA
NVDA
$5.06T
$7.93M 0.55%
607,440
+586,000
+2,733% +$7.85M
T icon
20
AT&T
T
$159B
$7.75M 0.53%
356,604
+296,647
+495% +$6.4M
JNJ icon
21
Johnson & Johnson
JNJ
$622B
$7.66M 0.53%
48,640
+48,600
+121,500% +$7.17M
FSKR
22
DELISTED
FS KKR Capital Corp. II
FSKR
$7.6M 0.52%
463,387
+462,489
+51,502% +$7.39M
IYW icon
23
iShares US Technology ETF
IYW
$23.9B
$7.58M 0.52%
89,041
+18,893
+27% +$1.51M
BND icon
24
Vanguard Total Bond Market
BND
$157B
$7.46M 0.51%
84,549
+81,295
+2,498% +$7.15M
MDT icon
25
Medtronic
MDT
$105B
$6.8M 0.47%
58,093
+41,491
+250% +$4.57M
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.