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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.61B
AUM Growth
+$180M
Cap. Flow
+$56.9M
Cap. Flow %
2.18%
Top 10 Hldgs %
19.7%
Holding
1,097
New
140
Increased
454
Reduced
358
Closed
92

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$32.5M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.9M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$10.3M
5
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$9.39M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$44.7M
2
IYH icon
iShares US Healthcare ETF
IYH
+$7.99M
3
IYE icon
iShares US Energy ETF
IYE
+$7.63M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$6.67M
5
AZN icon
AstraZeneca
AZN
+$6.2M

Sector Composition

Rank Sector Weight
1 Technology 14.62%
2 Financials 6.45%
3 Healthcare 5.52%
4 Industrials 5.13%
5 Consumer Staples 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$135M 5.17%
696,930
-10,534
-1% -$1.84M
FV icon
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$81.5M 3.12%
1,737,932
+728,882
+72% +$32.5M
MSFT icon
3
Microsoft
MSFT
$2.83T
$54.5M 2.09%
160,076
+5,238
+3% +$1.64M
NVDA icon
4
NVIDIA
NVDA
$5.08T
$47.3M 1.81%
1,117,890
+127,470
+13% +$4.23M
FTSM icon
5
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$39.4M 1.51%
662,116
-750,843
-53% -$44.7M
QQQ icon
6
Invesco QQQ Trust
QQQ
$460B
$35.2M 1.35%
95,172
-7,328
-7% -$2.47M
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.18B
$34.1M 1.3%
849,073
-52,926
-6% -$2.12M
RDVY icon
8
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$30.5M 1.17%
647,976
+34,265
+6% +$1.55M
PDP icon
9
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$28.5M 1.09%
351,788
+136,102
+63% +$10.3M
SSUS icon
10
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$564M
$28.4M 1.09%
800,191
+104,324
+15% +$3.51M
AMZN icon
11
Amazon
AMZN
$2.52T
$25.2M 0.96%
193,130
+22,566
+13% +$2.58M
SPLV icon
12
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$24.2M 0.93%
385,201
+173,317
+82% +$10.9M
XOM icon
13
ExxonMobil
XOM
$652B
$24.1M 0.92%
224,987
+4,824
+2% +$526K
PG icon
14
Procter & Gamble
PG
$341B
$24.1M 0.92%
158,732
+5,719
+4% +$862K
SPYG icon
15
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.1B
$22.8M 0.87%
372,893
+283,052
+315% +$16.2M
IFV icon
16
First Trust Dorsey Wright International Focus 5 ETF
IFV
$227M
$22.7M 0.87%
1,256,124
-118,742
-9% -$2.11M
JEPI icon
17
JPMorgan Equity Premium Income ETF
JEPI
$45B
$22.6M 0.86%
407,545
+25,537
+7% +$1.39M
BX icon
18
Blackstone
BX
$150B
$22.3M 0.85%
240,205
+3,596
+2% +$311K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$22.2M 0.85%
50,089
+3,014
+6% +$1.26M
VTV icon
20
Vanguard Value ETF
VTV
$188B
$21.2M 0.81%
149,285
+4,834
+3% +$671K
JPM icon
21
JPMorgan Chase
JPM
$924B
$19.6M 0.75%
134,487
+13,287
+11% +$1.83M
AGG icon
22
iShares Core US Aggregate Bond ETF
AGG
$137B
$18.7M 0.72%
190,737
+4,812
+3% +$476K
FTCS icon
23
First Trust Capital Strength ETF
FTCS
$7.76B
$18.4M 0.7%
244,145
-3,110
-1% -$228K
FDL icon
24
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$16.7M 0.64%
490,955
-45,505
-8% -$1.58M
TLT icon
25
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$16.5M 0.63%
160,692
+71,549
+80% +$7.42M
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2023 Portfolio in Review

As of Q2 2023, Prospera Financial Services held 1,097 positions worth $2.61B, up 7.4% from $2.43B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q2 2023 filing shows 140 new, 454 increased, 358 reduced and 92 closed positions. Its largest new stake was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $44.7M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q2 2023 buy was State Street SPDR Bloomberg 3-12 Month T-Bill ETF: 94,563 shares worth $9.41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2023, an estimated $32.5M increase.
  • Prospera Financial Services's biggest Q2 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $44.7M.
  • Prospera Financial Services fully exited Monolithic Power Systems in Q2 2023, selling an estimated $4.08M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $2.61B portfolio in Q2 2023.
  • Prospera Financial Services opened 140 new positions and closed 92 in Q2 2023.
  • Prospera Financial Services's portfolio value rose 7.4% quarter-over-quarter to $2.61B.

Based on Prospera Financial Services's 13F filing for Q2 2023, filed 8 Aug 2023.