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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
(+6.5%)
Cap. Flow
+$18.1M
Cap. Flow
% of AUM
5.71%
Top 10 Holdings %
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$18.2M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$9.3M |
| 3 |
State Street Materials Select Sector SPDR ETF
XLB
|
+$9.1M |
| 4 |
iShares US Energy ETF
IYE
|
+$8.85M |
| 5 |
iShares US Healthcare ETF
IYH
|
+$8.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Industrials ETF
IYJ
|
+$12.3M |
| 2 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$12.2M |
| 3 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$11.5M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.45M |
| 5 |
ProShares Ultra MidCap400
MVV
|
+$3.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.08% |
| 2 | Materials | 3.32% |
| 3 | Consumer Staples | 2.73% |
| 4 | Technology | 2.61% |
| 5 | Financials | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
| $22.1M | 6.98% |
1,126,516
+486,873
| +76% | +$9.3M |
|
|
2
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
| $21.7M | 6.87% |
919,564
+395,648
| +76% | +$9.1M |
|
3
iShares US Technology ETF
IYW
$24.1B
| $21.3M | 6.71% |
933,944
+375,000
| +67% | +$8.37M |
|
|
4
iShares US Energy ETF
IYE
$1.76B
| $21.2M | 6.68% |
415,126
+180,143
| +77% | +$8.85M |
|
|
5
iShares US Healthcare ETF
IYH
$3.07B
| $21.2M | 6.68% |
860,060
+349,440
| +68% | +$8.5M |
|
|
6
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
| $17.7M | 5.6% |
+941,861
| New | +$18.2M |
|
7
iShares Core S&P 500 ETF
IVV
$876B
| $7.96M | 2.52% |
42,337
+869
| +2% | +$160K |
|
8
Eagle Materials
EXP
$6.2B
| $7.76M | 2.45% |
87,502
-20,191
| -19% | -$1.66M |
|
9
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
| $7.07M | 2.23% |
209,739
+53,922
| +35% | +$1.78M |
|
10
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
| $5.95M | 1.88% |
167,705
+34,189
| +26% | +$1.27M |
|
11
iShares Russell 2000 ETF
IWM
$81.1B
| $5.68M | 1.79% |
48,845
+37,663
| +337% | +$4.34M |
|
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $4.74M | 1.5% |
121,307
-8,036
| -6% | -$307K |
|
13
Vanguard Short-Term Bond ETF
BSV
$44.5B
| $3.65M | 1.15% |
45,565
+5,484
| +14% | +$440K |
|
14
ProShares Ultra S&P500
SSO
$7.83B
| $3.65M | 1.15% |
553,856
+24,544
| +5% | +$155K |
|
|
BSJE
15
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
| $3.38M | 1.07% |
127,220
+925
| +0.7% | +$24.6K |
|
|
BSJF
16
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
| $3.23M | 1.02% |
119,342
+3,235
| +3% | +$87.1K |
|
17
Altria Group
MO
$121B
| $3.21M | 1.01% |
85,679
+477
| +0.6% | +$17.3K |
|
18
Alerian MLP ETF
AMLP
$13B
| $3.01M | 0.95% |
34,409
+731
| +2% | +$64.1K |
|
19
ProShares Ultra Russell2000
UWM
$256M
| $2.99M | 0.94% |
+138,680
| New | +$2.94M |
|
20
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $2.88M | 0.91% |
30,479
-3,702
| -11% | -$347K |
|
21
AT&T
T
$158B
| $2.82M | 0.89% |
108,475
+6,996
| +7% | +$176K |
|
22
Apple
AAPL
$4.73T
| $2.71M | 0.85% |
166,516
+21,196
| +15% | +$403K |
|
|
ETP
23
DELISTED
Energy Transfer Partners L.p.
ETP
| $2.47M | 0.78% |
46,346
+101
| +0.2% | +$5.48K |
|
24
iShares Core US Aggregate Bond ETF
AGG
$137B
| $2.38M | 0.75% |
+22,016
| New | +$2.37M |
|
25
Vanguard Mid-Cap Value ETF
VOE
$23.5B
| $2.28M | 0.72% |
27,528
+1,870
| +7% | +$150K |
|
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Prospera Financial Services's Q1 2014 Portfolio in Review
As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.
- Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
- Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
- Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
- Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
- Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
- Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
- Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.
Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.