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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$117M 6.95%
2,623,712
-16,297
-0.6% -$704K
AAPL icon
2
Apple
AAPL
$4.7T
$77.8M 4.61%
636,544
+63,466
+11% +$8.15M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$39.4M 2.34%
462,308
+6,237
+1% +$546K
QQQ icon
4
Invesco QQQ Trust
QQQ
$459B
$34.4M 2.04%
107,764
-7,331
-6% -$2.34M
MSFT icon
5
Microsoft
MSFT
$2.83T
$33.2M 1.97%
140,697
+25,459
+22% +$5.91M
SPLV icon
6
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$32.2M 1.91%
553,198
-6,957
-1% -$391K
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.18B
$26.2M 1.56%
690,610
+18,968
+3% +$686K
AMZN icon
8
Amazon
AMZN
$2.52T
$23.2M 1.38%
150,000
+23,940
+19% +$3.79M
BA icon
9
Boeing
BA
$163B
$20.9M 1.24%
81,986
-555
-0.7% -$123K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$20.2M 1.2%
50,986
+13,470
+36% +$5.19M
AGG icon
11
iShares Core US Aggregate Bond ETF
AGG
$137B
$17.9M 1.06%
157,331
-12,050
-7% -$1.4M
BX icon
12
Blackstone
BX
$150B
$16.1M 0.96%
216,178
-73,095
-25% -$5.05M
JPM icon
13
JPMorgan Chase
JPM
$924B
$13.6M 0.81%
89,203
+12,368
+16% +$1.78M
PG icon
14
Procter & Gamble
PG
$340B
$13.5M 0.8%
99,331
+22,575
+29% +$2.95M
TSLA icon
15
Tesla
TSLA
$1.2T
$13.3M 0.79%
59,724
+8,739
+17% +$2.19M
NVDA icon
16
NVIDIA
NVDA
$5.05T
$13.1M 0.78%
980,360
+372,920
+61% +$5.01M
BLK icon
17
Blackrock
BLK
$162B
$10.8M 0.64%
14,316
+5,587
+64% +$4.05M
HD icon
18
Home Depot
HD
$322B
$9.1M 0.54%
29,796
+6,910
+30% +$1.9M
CIBR icon
19
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.7B
$8.9M 0.53%
212,853
+133,449
+168% +$5.84M
T icon
20
AT&T
T
$159B
$8.87M 0.53%
388,098
+31,494
+9% +$696K
IJR icon
21
iShares Core S&P Small-Cap ETF
IJR
$109B
$8.86M 0.53%
81,591
+10,196
+14% +$1.07M
META icon
22
Meta Platforms (Facebook)
META
$1.54T
$8.85M 0.53%
30,039
+6,366
+27% +$1.71M
JNJ icon
23
Johnson & Johnson
JNJ
$622B
$8.81M 0.52%
53,558
+4,918
+10% +$796K
UPS icon
24
United Parcel Service
UPS
$96.9B
$8.55M 0.51%
50,311
+1,801
+4% +$291K
WMT icon
25
Walmart Inc
WMT
$859B
$8.51M 0.5%
187,806
+696
+0.4% +$32.2K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.