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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$85.8M 17.22%
3,745,336
+2,508,749
+203% +$57.2M
SPLV icon
2
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$30.5M 6.13%
735,917
+464,524
+171% +$19.6M
PDP icon
3
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$29.9M 6.01%
705,176
+461,700
+190% +$19.7M
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$137B
$13.8M 2.78%
123,138
-192,563
-61% -$21.7M
CWB icon
5
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$8.43M 1.69%
181,783
+153,674
+547% +$7.01M
SPTL icon
6
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$7.22M 1.45%
182,682
+176,342
+2,781% +$7.03M
PSK icon
7
State Street SPDR ICE Preferred Securities ETF
PSK
$694M
$7.16M 1.44%
157,460
-279,736
-64% -$12.9M
EBND icon
8
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.23B
$7.02M 1.41%
247,797
-453,411
-65% -$12.8M
T icon
9
AT&T
T
$158B
$6.98M 1.4%
227,471
+14,723
+7% +$465K
BX icon
10
Blackstone
BX
$148B
$6.46M 1.3%
253,000
+210,067
+489% +$5.54M
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.38M 1.28%
161,514
+7,167
+5% +$286K
AAPL icon
12
Apple
AAPL
$4.73T
$5.76M 1.16%
203,648
-430,224
-68% -$11.4M
MO icon
13
Altria Group
MO
$121B
$5.37M 1.08%
84,956
+3,188
+4% +$212K
XLP icon
14
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$5.26M 1.06%
98,953
-9,921
-9% -$540K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.26M 0.86%
19,693
+8,567
+77% +$1.85M
IVV icon
16
iShares Core S&P 500 ETF
IVV
$876B
$3.99M 0.8%
18,330
-233
-1% -$50.7K
XLY icon
17
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$3.96M 0.8%
98,954
+5,086
+5% +$205K
VZ icon
18
Verizon
VZ
$185B
$3.78M 0.76%
72,645
+3,029
+4% +$163K
DWIN
19
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$3.39M 0.68%
121,777
+14,552
+14% +$406K
BSJH
20
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$3.33M 0.67%
128,606
+2,299
+2% +$59.5K
BSV icon
21
Vanguard Short-Term Bond ETF
BSV
$44.5B
$3.33M 0.67%
41,207
-1,659
-4% -$134K
FDL icon
22
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.62B
$3.2M 0.64%
117,181
+10,291
+10% +$282K
VOE icon
23
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.96M 0.59%
31,595
-287
-0.9% -$26.6K
PIE icon
24
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$278M
$2.87M 0.58%
175,627
+2,318
+1% +$37.7K
AMLP icon
25
Alerian MLP ETF
AMLP
$13B
$2.77M 0.56%
43,673
+1,253
+3% +$79.2K
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.