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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
+$47.8M
Cap. Flow
+$45.6M
Cap. Flow %
10.16%
Top 10 Hldgs %
47.67%
Holding
363
New
72
Increased
145
Reduced
82
Closed
42

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
GG
Goldcorp Inc
GG
+$21.2M
3
IYE icon
iShares US Energy ETF
IYE
+$19.8M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$12M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.57M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$21.2M
2
IYW icon
iShares US Technology ETF
IYW
+$21.1M
3
IYF icon
iShares US Financials ETF
IYF
+$21M
4
IDU icon
iShares US Utilities ETF
IDU
+$20.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$3.04M

Sector Composition

Rank Sector Weight
1 Materials 7.42%
2 Energy 3.87%
3 Technology 3.14%
4 Consumer Staples 2.79%
5 Communication Services 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$54.6M 12.15%
2,274,299
+519,533
+30% +$12M
SHV icon
2
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$41M 9.12%
+371,393
New +$41M
XLY icon
3
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$19.7M 4.38%
522,448
-82,642
-14% -$3.04M
IYE icon
4
iShares US Energy ETF
IYE
$1.76B
$19.7M 4.38%
+450,898
New +$19.8M
SPLV icon
5
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$19.2M 4.27%
505,609
+120,063
+31% +$4.57M
GG
6
DELISTED
Goldcorp Inc
GG
$18M 4.01%
+993,807
New +$21.2M
PDP icon
7
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$17.3M 3.86%
399,410
+82,694
+26% +$3.5M
EXP icon
8
Eagle Materials
EXP
$6.2B
$9.8M 2.18%
117,251
+32,444
+38% +$2.53M
RSP icon
9
Invesco S&P 500 Equal Weight ETF
RSP
$95.4B
$7.59M 1.69%
93,616
+43,346
+86% +$3.49M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$137B
$7.3M 1.63%
65,505
+13,786
+27% +$1.53M
AAPL icon
11
Apple
AAPL
$4.73T
$5.85M 1.3%
198,432
+22,920
+13% +$692K
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.4M 1.2%
134,627
+2,270
+2% +$90.5K
MO icon
13
Altria Group
MO
$121B
$4.93M 1.1%
98,490
-5,683
-5% -$302K
SPTL icon
14
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$4.33M 0.97%
115,268
+23,282
+25% +$875K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.24M 0.94%
20,533
+9,329
+83% +$1.93M
SPLB icon
16
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$4.21M 0.94%
149,099
+28,386
+24% +$802K
BABS
17
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$4.15M 0.92%
64,843
+12,201
+23% +$780K
TFI icon
18
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$4.1M 0.91%
84,674
+15,956
+23% +$774K
BSV icon
19
Vanguard Short-Term Bond ETF
BSV
$44.5B
$4M 0.89%
49,714
+1,589
+3% +$128K
MPVD
20
DELISTED
Mountain Province Diamonds Inc.
MPVD
$3.75M 0.84%
+992,735
New +$3.77M
IVV icon
21
iShares Core S&P 500 ETF
IVV
$876B
$3.52M 0.78%
16,936
-610
-3% -$127K
T icon
22
AT&T
T
$158B
$3.41M 0.76%
139,748
-29,817
-18% -$758K
EFA icon
23
iShares MSCI EAFE ETF
EFA
$76B
$3.31M 0.74%
51,541
+31,731
+160% +$2M
HYG icon
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$3.27M 0.73%
36,044
+2,083
+6% +$188K
BSJG
25
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$3.17M 0.71%
120,208
+31,615
+36% +$828K
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Prospera Financial Services held 363 positions worth $449M, up 12% from $401M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Prospera Financial Services deployed $45.6M of net new capital in Q1 2015, opening 72 new positions and adding to 145 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.

By sector, the portfolio is most concentrated in Materials at 7.4% of assets, up from 1.9% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $21.2M trimmed.

  • Prospera Financial Services's largest Q1 2015 buy was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2015, an estimated $12M increase.
  • Prospera Financial Services's biggest Q1 2015 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $21.2M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q1 2015, selling an estimated $21M.
  • Prospera Financial Services's ten largest holdings make up 48% of its $449M portfolio in Q1 2015.
  • Prospera Financial Services opened 72 new positions and closed 42 in Q1 2015.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2015, filed 22 Apr 2015.