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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.68B
$114M 5.69%
2,494,800
+32,755
+1% +$1.55M
AAPL icon
2
Apple
AAPL
$4.73T
$91.9M 4.58%
649,455
-10,581
-2% -$1.56M
QQQ icon
3
Invesco QQQ Trust
QQQ
$461B
$46.3M 2.31%
129,309
+1,857
+1% +$684K
PDP icon
4
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
$42.5M 2.12%
475,168
+5,370
+1% +$494K
MSFT icon
5
Microsoft
MSFT
$2.84T
$41.5M 2.07%
147,330
-1,129
-0.8% -$328K
SPLV icon
6
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$34.8M 1.73%
571,349
-199
-0% -$12.5K
FVD icon
7
First Trust Value Line Dividend Fund
FVD
$8.19B
$31.3M 1.56%
798,428
+32,793
+4% +$1.33M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$30.1M 1.5%
70,058
+9,559
+16% +$4.22M
NVDA icon
9
NVIDIA
NVDA
$5.03T
$26.9M 1.34%
1,300,020
+96,380
+8% +$2M
BX icon
10
Blackstone
BX
$149B
$26.6M 1.33%
228,673
+11,825
+5% +$1.37M
AMZN icon
11
Amazon
AMZN
$2.52T
$24.7M 1.23%
150,300
-3,640
-2% -$628K
AGG icon
12
iShares Core US Aggregate Bond ETF
AGG
$137B
$20.3M 1.01%
176,316
+2,267
+1% +$263K
BA icon
13
Boeing
BA
$164B
$18.5M 0.92%
84,051
+702
+0.8% +$157K
JPM icon
14
JPMorgan Chase
JPM
$925B
$15.8M 0.79%
96,269
+3,744
+4% +$587K
PG icon
15
Procter & Gamble
PG
$341B
$15.4M 0.77%
110,296
+3,794
+4% +$538K
RDVY icon
16
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$13.8M 0.69%
290,607
+96,762
+50% +$4.69M
CSCO icon
17
Cisco
CSCO
$445B
$12.3M 0.61%
226,502
-13,622
-6% -$764K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.88T
$11.7M 0.58%
87,900
+960
+1% +$132K
HD icon
19
Home Depot
HD
$324B
$11.5M 0.58%
35,144
+1,414
+4% +$464K
IWM icon
20
iShares Russell 2000 ETF
IWM
$81B
$11.1M 0.55%
50,654
-6,461
-11% -$1.43M
META icon
21
Meta Platforms (Facebook)
META
$1.54T
$10.8M 0.54%
31,792
+2,185
+7% +$787K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$3.88T
$10.4M 0.52%
77,660
+8,420
+12% +$1.15M
LOW icon
23
Lowe's Companies
LOW
$113B
$9.66M 0.48%
47,610
+15,979
+51% +$3.18M
JNK icon
24
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$9.52M 0.47%
87,037
+58,452
+204% +$6.4M
IJR icon
25
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.44M 0.47%
86,426
+1,041
+1% +$115K
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.