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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$95.6M 4.99%
691,417
+19,847
+3% +$3.11M
FV icon
2
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$82.2M 4.29%
2,001,813
+542,325
+37% +$24M
MSFT icon
3
Microsoft
MSFT
$2.81T
$39.2M 2.05%
168,191
+6,168
+4% +$1.63M
QQQ icon
4
Invesco QQQ Trust
QQQ
$458B
$28.9M 1.51%
108,148
-2,999
-3% -$905K
FVD icon
5
First Trust Value Line Dividend Fund
FVD
$8.2B
$28.2M 1.47%
788,464
-13,452
-2% -$532K
PDP icon
6
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$27.1M 1.42%
401,390
+96,852
+32% +$7.06M
FTSM icon
7
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$26.2M 1.37%
441,152
-785,998
-64% -$46.7M
SPLV icon
8
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$24.2M 1.26%
418,175
+107,636
+35% +$6.81M
PDBC icon
9
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.87B
$22.7M 1.19%
1,405,461
+397,988
+40% +$6.83M
BX icon
10
Blackstone
BX
$149B
$21.1M 1.1%
252,333
-3,510
-1% -$340K
RDVY icon
11
First Trust Rising Dividend Achievers ETF
RDVY
$24.1B
$21M 1.1%
541,262
+54,680
+11% +$2.35M
AMZN icon
12
Amazon
AMZN
$2.5T
$19.5M 1.02%
172,274
+9,034
+6% +$1.14M
XOM icon
13
ExxonMobil
XOM
$654B
$18.8M 0.98%
215,280
+18,221
+9% +$1.66M
SSUS icon
14
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$562M
$17.7M 0.93%
+613,408
New +$19.5M
PG icon
15
Procter & Gamble
PG
$343B
$17.4M 0.91%
137,396
+2,296
+2% +$326K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$16.2M 0.85%
45,412
-5,513
-11% -$2.19M
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$137B
$15.1M 0.79%
156,980
-9,665
-6% -$977K
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$14.1M 0.74%
557,037
-89,887
-14% -$2.38M
XBI icon
19
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$13.9M 0.73%
175,549
+148,625
+552% +$12.5M
NVDA icon
20
NVIDIA
NVDA
$5.02T
$13.2M 0.69%
1,084,660
-173,530
-14% -$2.74M
UNH icon
21
UnitedHealth
UNH
$382B
$13M 0.68%
25,775
+5,416
+27% +$2.85M
JPM icon
22
JPMorgan Chase
JPM
$924B
$12.4M 0.65%
119,088
+6,675
+6% +$766K
MRK icon
23
Merck
MRK
$323B
$11.9M 0.62%
138,623
+14,102
+11% +$1.26M
CVX icon
24
Chevron
CVX
$392B
$11.8M 0.62%
82,134
+21,791
+36% +$3.32M
WMT icon
25
Walmart Inc
WMT
$860B
$11.1M 0.58%
255,921
+3,210
+1% +$141K
1
2 3 4 5

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.