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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.71T
$192M 4.48%
767,733
+50,584
+7% +$11.9M
NVDA icon
2
NVIDIA
NVDA
$5.02T
$148M 3.45%
1,102,339
+22,333
+2% +$3.08M
MSFT icon
3
Microsoft
MSFT
$2.81T
$93.1M 2.17%
220,836
+13,855
+7% +$5.9M
AMZN icon
4
Amazon
AMZN
$2.5T
$80.4M 1.87%
366,509
+37,542
+11% +$7.68M
QQQ icon
5
Invesco QQQ Trust
QQQ
$458B
$72.9M 1.7%
142,582
+2,242
+2% +$1.13M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$65.9M 1.54%
112,436
-13,806
-11% -$8.13M
AVGO icon
7
Broadcom
AVGO
$1.85T
$61.3M 1.43%
264,412
+38,220
+17% +$7.07M
RDVY icon
8
First Trust Rising Dividend Achievers ETF
RDVY
$24.1B
$50.9M 1.19%
860,075
-30,305
-3% -$1.85M
FV icon
9
First Trust Dorsey Wright Focus 5 ETF
FV
$3.65B
$47.5M 1.11%
803,821
-47,104
-6% -$2.82M
XOM icon
10
ExxonMobil
XOM
$654B
$47M 1.09%
436,896
-2,897
-0.7% -$339K
JPM icon
11
JPMorgan Chase
JPM
$924B
$41.4M 0.96%
172,581
+19,186
+13% +$4.47M
BX icon
12
Blackstone
BX
$149B
$41M 0.96%
237,980
+341
+0.1% +$59.4K
IVV icon
13
iShares Core S&P 500 ETF
IVV
$873B
$39.2M 0.91%
66,469
+7,758
+13% +$4.59M
GOOGL icon
14
Alphabet (Google) Class A
GOOGL
$3.88T
$38.7M 0.9%
204,314
+37,052
+22% +$6.48M
PG icon
15
Procter & Gamble
PG
$343B
$38.6M 0.9%
229,990
+2,878
+1% +$490K
CAT icon
16
Caterpillar
CAT
$416B
$37.6M 0.88%
103,686
+8,066
+8% +$3.13M
FVD icon
17
First Trust Value Line Dividend Fund
FVD
$8.2B
$36M 0.84%
824,842
-14,359
-2% -$650K
SSUS icon
18
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$562M
$34.8M 0.81%
827,453
-10,504
-1% -$448K
META icon
19
Meta Platforms (Facebook)
META
$1.52T
$32.6M 0.76%
55,657
+9,964
+22% +$5.85M
FPE icon
20
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$32.6M 0.76%
1,841,207
+219,195
+14% +$3.94M
WMT icon
21
Walmart Inc
WMT
$861B
$31.5M 0.73%
348,666
+44,791
+15% +$3.89M
CGDV icon
22
Capital Group Dividend Value ETF
CGDV
$36.4B
$30.3M 0.71%
859,803
+194,978
+29% +$7.09M
CGGR icon
23
Capital Group Growth ETF
CGGR
$23.6B
$29.1M 0.68%
782,493
+244,412
+45% +$8.98M
SPYG icon
24
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.8B
$28.1M 0.65%
319,338
+312,558
+4,610% +$27M
JEPI icon
25
JPMorgan Equity Premium Income ETF
JEPI
$45B
$26.9M 0.63%
467,001
+26,411
+6% +$1.57M
1
2 3 4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.