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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
1
First Trust Dorsey Wright Focus 5 ETF
FV
$3.66B
$95.4M 14.52%
3,616,869
+46,564
+1% +$1.18M
PDP icon
2
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$34M 5.17%
689,818
+8,104
+1% +$388K
SPLV icon
3
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$32.7M 4.98%
709,580
+15,405
+2% +$698K
DWFI
4
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$27.1M 4.12%
1,056,671
+26,794
+3% +$688K
BX icon
5
Blackstone
BX
$149B
$17.3M 2.63%
515,036
+61,486
+14% +$2.02M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$13.3M 2.02%
121,109
+786
+0.7% +$86.3K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$9.71M 1.48%
38,531
-1,475
-4% -$364K
QQQ icon
8
Invesco QQQ Trust
QQQ
$458B
$9.25M 1.41%
63,487
+2,806
+5% +$402K
ABBV icon
9
AbbVie
ABBV
$455B
$8.19M 1.25%
91,375
-39
-0% -$2.97K
AAPL icon
10
Apple
AAPL
$4.71T
$7.82M 1.19%
203,456
+1,608
+0.8% +$62.4K
IFV icon
11
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$6.92M 1.05%
321,168
+7,673
+2% +$160K
T icon
12
AT&T
T
$159B
$6.42M 0.98%
216,377
+15,714
+8% +$446K
CAT icon
13
Caterpillar
CAT
$417B
$5.99M 0.91%
47,617
+113
+0.2% +$13K
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.23M 0.8%
135,086
-3,823
-3% -$149K
MO icon
15
Altria Group
MO
$121B
$5M 0.76%
78,912
-1,641
-2% -$109K
CVX icon
16
Chevron
CVX
$391B
$4.35M 0.66%
36,988
+52
+0.1% +$5.68K
BMY icon
17
Bristol-Myers Squibb
BMY
$126B
$4.14M 0.63%
64,326
-421
-0.7% -$24.6K
DWIN
18
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$4.01M 0.61%
145,924
+18,495
+15% +$508K
IYJ icon
19
iShares US Industrials ETF
IYJ
$1.97B
$3.95M 0.6%
56,866
+1,092
+2% +$73K
PIE icon
20
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$274M
$3.89M 0.59%
199,926
+2,197
+1% +$40.6K
FVD icon
21
First Trust Value Line Dividend Fund
FVD
$8.21B
$3.84M 0.58%
128,402
+37,014
+41% +$1.09M
IVV icon
22
iShares Core S&P 500 ETF
IVV
$873B
$3.53M 0.54%
13,883
-2,162
-13% -$537K
PIZ icon
23
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$720M
$3.52M 0.54%
129,795
+2,234
+2% +$58.9K
MDY icon
24
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$3.51M 0.53%
10,725
+218
+2% +$69.3K
VZ icon
25
Verizon
VZ
$184B
$3.46M 0.53%
69,783
+2,019
+3% +$95K
1
2 3 4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.