Prospera Financial Services’s SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF BABS Stock Holding History

Prospera Financial Services’s Portfolio BABS Stock Details BABS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-64,843	Closed	-$4.15M	–	346
2015 Q1	$4.15M	Buy	64,843 +12,201	+23%	+$780K	0.92%	17
2014 Q4	$3.31M	Buy	52,642 +21,995	+72%	+$1.37M	0.83%	21
2014 Q3	$1.87M	Buy	+30,647	New	+$1.87M	0.51%	35

Other funds holding BABS

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

Prospera Financial Services's BABS Position: Q2 2015 in Review

Prospera Financial Services sold out of SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF (BABS) in Q2 2015, closing a stake of 64,843 shares — an estimated $4.15M sold.

Prospera Financial Services first reported a position in BABS in Q3 2014 and held it in 3 quarters. The position peaked at $4.15M in Q1 2015. 25 funds tracked by Wall St. Rank hold BABS as of Q2 2015.

Prospera Financial Services reported no remaining SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF position as of Q2 2015 after selling out during the quarter.
Prospera Financial Services sold 64,843 SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF shares in Q2 2015, an estimated $4.15M.
Prospera Financial Services first reported a position in SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF in Q3 2014 and held it in 3 quarters.
Prospera Financial Services's SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF position peaked at $4.15M in Q1 2015.
25 funds tracked by Wall St. Rank held SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF as of Q2 2015.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.