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BABS

SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF

Delisted

BABS was delisted on the 24th of August, 2016.

33 hedge funds and large institutions have $88.5M invested in SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

50% more funds holding

Funds holding: 2233 (+11)

47% more capital invested

Capital invested by funds: $60.2M → $88.5M (+$28.3M)

Holders
33
Holders Change
+11
Holders Change %
+50%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
14
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$19.2M +$12.8M +200,808 +202%
Morgan Stanley
2
Morgan Stanley
New York
$18.9M -$1.61M -25,146 -8%
Bank of America
3
Bank of America
North Carolina
$9.61M +$3.81M +59,578 +66%
NC
4
NewSquare Capital
Pennsylvania
$8.22M +$2.85M +44,512 +53%
UBS Group
5
UBS Group
Switzerland
$6.98M +$2.26M +35,308 +48%
PFS
6
Prospera Financial Services
Texas
$4.15M +$780K +12,201 +23%
VKH
7
Virtu KCG Holdings
New York
$3.39M +$3.39M +53,025 New
TFA
8
Transamerica Financial Advisors
Florida
$3.18M +$2.87M +44,958 +951%
AIG
9
American International Group
New York
$2.49M +$2.29M +35,830 +1,156%
LPL Financial
10
LPL Financial
California
$1.41M -$407K -6,363 -22%
B
11
Baird
Wisconsin
$1.35M +$8.5K +133 +0.6%
Ameriprise
12
Ameriprise
Minnesota
$1.27M -$269K -4,207 -18%
VFA
13
Voya Financial Advisors
Connecticut
$1.12M +$1.12M +17,482 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.08M -$47.7K -747 -4%
CIBC World Market
15
CIBC World Market
Ontario, Canada
$929K +$141K +2,199 +18%
RJA
16
Raymond James & Associates
Florida
$691K +$690K +10,791 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$677K +$676K +10,582 New
TIM
18
Tortoise Investment Management
New York
$646K -$1.78M -27,795 -73%
Stifel Financial
19
Stifel Financial
Missouri
$614K +$41.6K +651 +7%
OC
20
Oarsman Capital
Wisconsin
$545K +$38.7K +606 +8%
AIM
21
Advantage Investment Management
Iowa
$473K +$345K +5,391 +270%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$351K +$322K +5,033 +1,113%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$242K +$241K +3,775 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$200K +$199K +3,119 New
SC
25
Scotia Capital
Ontario, Canada
$200K +$199K +3,119 New

BABS Hedge Fund Activity: Q1 2015 in Review

33 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF (BABS) for Q1 2015, worth a combined $88.5M — up 47% from $60.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new BABS positions and 2 closed out — a net gain of 11 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $12.8M. The largest seller was Jane Street, exiting entirely with an estimated $4.11M sold.

  • 33 institutional investors held SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF (BABS) as of Q1 2015, up from 22 in Q4 2014.
  • Funds reported $88.5M of SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF stock for Q1 2015, up 47% quarter-over-quarter.
  • 13 funds opened new SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF positions in Q1 2015 and 2 closed out, a net change of +11 holders.
  • The largest SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF buyer in Q1 2015 was Wells Fargo, an estimated $12.8M added.
  • The largest SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF seller in Q1 2015 was Jane Street, an estimated $4.11M sold.

Based on aggregated 13F filings for Q1 2015.